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FINRA Awards for Citigroup Global Markets.

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Displaying 121-130 out of 419 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0066402/08/2019Claimant(s): Robert Cutrupi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
18-0374201/31/2019Claimant(s): Bradley Barber
Claimant Lawyers(s): Bradley L. Barber
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David Hantman
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
18-0001301/10/2019Claimant(s): James Elam
Claimant Lawyers(s): James Warren Elam
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Matthew R. Salamon, Mary Esther Escobedo, Joseph Neal Richardson
Hearing Site: Little Rock, AR
16-0343312/18/2018Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jill L. Rosenberg
Respondent(s): James Webb
Respondent Lawyers(s): James Daniel Webb
Arbitrator(s): William E. Schneider, Michael S. Davidoff, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
18-0108012/12/2018Claimant(s): Jeremy Paul
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., National Planning Corporation, Walnut Street Securities.
Respondent Lawyers(s): Christina Vourakis, David I. Hantman, Scott Forbush
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
18-0278712/11/2018Claimant(s): Marisa Pollard
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Samuel H. Chorches
Hearing Site: Providence, RI
18-0013912/06/2018Claimant(s): Keith Seibert
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
18-0149711/20/2018Claimant(s): Mick Dadlani
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David Hantman
Arbitrator(s): Olivia Milbank Farrar
Hearing Site: Washington, DC
18-0123011/15/2018Claimant(s): Shane Brisbin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
18-0178011/13/2018Claimant(s): Laura Raulinaitis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA

419 Results

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