Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01243 | 07/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Respondent Lawyers(s): Arbitrator(s): Edith N. Dinneen, Karl A. Vogeler, Erin Kathleen Linehan Hearing Site: Tampa, FL | ||
| 14-00110 | 06/02/2014 | Claimant(s): AXA Advisors, AXA Network, L.L.C Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): Michael Grattan Respondent Lawyers(s): Michael Ziegler Arbitrator(s): Edith N. Dinneen Hearing Site: Tampa, FL | ||
| 13-00676 | 05/15/2014 | Claimant(s): Richard Fusari Claimant Lawyers(s): Richard Fusari Respondent(s): Klaus Siepmann, Robert Mather, Allied Beacon Partners. Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Gary L. Hodge, Russell W. Merriman, John Frank Bauder Hearing Site: Tampa, FL | ||
| 13-01936 | 04/21/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Respondent Lawyers(s): Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL | ||
| 13-02414 | 04/15/2014 | Claimant(s): Steliana Torres Claimant Lawyers(s): Steliana Torres Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Steven A. Siegel Arbitrator(s): Darryl C. Wilson Hearing Site: Tampa, FL | ||
| 11-02615 | 04/10/2014 | Claimant(s): Richard Fusari Claimant Lawyers(s): Richard Fusari Respondent(s): Advanced Equities., First Allied Securities. Respondent Lawyers(s): Peter B. King, Robert Cross Arbitrator(s): William H. Fleece, Deborah J. Powell, Maurice M. Feller Hearing Site: Tampa, FL | ||
| 13-02134 | 04/07/2014 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Hartsook Respondent(s): Perry Landmeyer Respondent Lawyers(s): Perry Jay Landmeyer Arbitrator(s): Alfred Brunette Hearing Site: Tampa, FL | ||
| 13-03247 | 04/03/2014 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Carol H. Li Respondent(s): Robert Matarazzo Respondent Lawyers(s): Robert John Matarazzo Arbitrator(s): Frank Brenner Hearing Site: Tampa, FL | ||
| 13-01496 | 12/20/2013 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): William McCourt Schmitt Respondent(s): Jeremy Chaffin Respondent Lawyers(s): Jeremy Jay Chaffin Arbitrator(s): Gayle B. Carlson Hearing Site: Tampa, FL | ||
| 13-02050 | 12/17/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Eric Dishner Respondent Lawyers(s): Eric Martin Dishner Arbitrator(s): Jacquelyn M. Shannon Hearing Site: Tampa, FL |