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FINRA Awards for Tampa, FL

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Displaying 151-160 out of 298 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0320304/12/2017Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn D. Shaw
Respondent(s): Michael Terry
Respondent Lawyers(s): Michael J. Terry
Arbitrator(s): Richard S. Zaifert, Mimi B. Osiason, Orville Theodore McCormac
Hearing Site: Tampa, FL
16-0310203/30/2017Claimant(s): Michael Addessi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H.D. Vest Investment Services.
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
16-0011603/10/2017Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): James Mewborn
Respondent Lawyers(s): James William Mewborn
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
16-0038502/15/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): Thomas Dilello
Respondent Lawyers(s): Thomas Michael Dilello
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
15-0283402/07/2017Claimant(s): Michael Hanke
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Langfred W. White, Patricia Gunn, Thomas J. Patka
Hearing Site: Tampa, FL
16-0267712/30/2016Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): James Rettig
Respondent Lawyers(s): James Robert Rettig
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
15-0181412/29/2016Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn Diamond Shaw
Respondent(s): Adam Mayfield
Respondent Lawyers(s): Adam Mayfield
Arbitrator(s): Muriel Desloovere, Patricia Gunn, Gary E. Marcus
Hearing Site: Tampa, FL
16-0236512/23/2016Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Timothy Fannin
Respondent Lawyers(s): Timothy Fannin
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
16-0017412/12/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Benjamin White
Respondent(s): Adam Mayfield
Respondent Lawyers(s): Adam Benjamin Mayfield
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
16-0038412/02/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): Emmanuel Tsesmelis
Respondent Lawyers(s): Emmanuel James Tsesmelis
Arbitrator(s): Jack A. Helms
Hearing Site: Tampa, FL

298 Results

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