Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Linderman Stockton | 2896729 | 2 | 12/05/2018 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Casimiro Maurice Santos | 5207276 | 2 | 03/02/2017 | Customer Dispute | Withdrawn | $18,227.20 | $0.00 | See FINRA Report |
| Garima Raheja | 4497314 | 1 | 11/07/2014 | Customer Dispute | Withdrawn | $505.00 | $0.00 | See FINRA Report |
| Domenico Vito Nuzzi | 1574292 | 3 | 10/31/2013 | Customer Dispute | Withdrawn | $18,208.60 | $0.00 | See FINRA Report |
| Phillip Ray Whitehead | 2513482 | 1 | 01/12/2009 | Customer Dispute | Withdrawn | $8,961.00 | $0.00 | See FINRA Report |
| Barbara Ann Bobbin Wilkinson | 2191617 | 4 | 01/17/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph Ralph Brekan | 4573456 | 2 | 06/26/2007 | Customer Dispute | Withdrawn | $21,000.00 | $0.00 | See FINRA Report |
| James Jeremiah Cronin | 1031806 | 1 | 06/27/2002 | Customer Dispute | Withdrawn | $19,250.80 | $0.00 | See FINRA Report |
| Jesse Paul Crispe | 2562512 | 4 | 04/27/2001 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| Simon Moses Kepecs | 1092793 | 2 | 09/20/2000 | Customer Dispute | Withdrawn | $226,502.00 | $0.00 | See FINRA Report |