Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Allan Jones | 6625774 | 1 | 11/15/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ashley Brooke Blume | 6579583 | 1 | 10/19/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Michael Aldinger | 7529945 | 2 | 06/14/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christy Andrea Meyers | 6183761 | 1 | 01/07/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hunter J King | 7319438 | 1 | 01/02/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Michael Aldinger | 7529945 | 2 | 11/25/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Marcelo Amparan | 7268332 | 1 | 08/24/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Taylor Oconnell | 7739345 | 1 | 02/29/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Oneil Estes | 7499575 | 1 | 02/12/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Clayton Covino | 7461064 | 1 | 07/21/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |