Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Marcelo Amparan | 7268332 | 1 | 08/24/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daire Peter Heneghan | 6878927 | 2 | 02/17/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Oneil Estes | 7499575 | 1 | 02/12/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Clayton Covino | 7461064 | 1 | 07/21/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Ryan Kelly | 7437345 | 1 | 05/18/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Ray Toulson | 7431553 | 2 | 09/07/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Eugene Thomas | 7535766 | 1 | 04/15/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Ray Toulson | 7431553 | 2 | 12/08/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Michael Pratt | 7175156 | 1 | 11/02/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Simon John Ellis | 2766146 | 2 | 08/28/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |