Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margarita M Flores | 2440637 | 1 | 11/28/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Nicholas James Paolicelli | 5988745 | 3 | 11/09/2022 | Customer Dispute | Settled | $8,304.25 | $0.00 | See FINRA Report |
| Theodore N Hawrylak | 2141157 | 9 | 10/25/2022 | Customer Dispute | Settled | $5,896.32 | $0.00 | See FINRA Report |
| Baron Jacobs | 7382731 | 1 | 10/20/2022 | Customer Dispute | Settled | $211,123.00 | $0.00 | See FINRA Report |
| Howard Glenn Hanna | 2076342 | 1 | 10/11/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Clarence Roberson | 7222227 | 1 | 10/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Roland Beaulieu | 2580227 | 1 | 09/06/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey William Lowe | 2488791 | 2 | 08/17/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luke Gandolfi | 6048690 | 1 | 08/17/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roderick Carr | 2519594 | 2 | 08/13/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |