Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Warren Littlefield | 1904208 | 1 | 10/09/2023 | Customer Dispute | Closed-No Action | $23,511.00 | $0.00 | See FINRA Report |
| David Salamanyan | 5208888 | 2 | 05/03/2023 | Customer Dispute | Closed-No Action | $14,000.00 | $0.00 | See FINRA Report |
| Samuel Amando Jaramillo | 2197976 | 2 | 01/31/2023 | Customer Dispute | Closed-No Action | $6,586.54 | $0.00 | See FINRA Report |
| Edgar Lorenzo Rodriguez | 5225952 | 1 | 01/26/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Claudia Jasso | 7131297 | 1 | 01/26/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brendon W Elliot | 5695797 | 1 | 04/20/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward John Kovac | 5034955 | 1 | 09/27/2021 | Customer Dispute | Closed-No Action | $16,531.20 | $0.00 | See FINRA Report |
| John Lawrence Gerstner | 3258151 | 1 | 02/26/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Angelo John Angelopoulos | 6856462 | 2 | 05/23/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brent Harry Petersen | 5771488 | 2 | 01/16/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |