Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul W Edwards | 5967107 | 2 | 09/13/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brendon W Elliot | 5695797 | 1 | 04/20/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward John Kovac | 5034955 | 1 | 09/27/2021 | Customer Dispute | Closed-No Action | $16,531.20 | $0.00 | See FINRA Report |
| John Lawrence Gerstner | 3258151 | 1 | 02/26/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Angelo John Angelopoulos | 6856462 | 1 | 05/23/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brent Harry Petersen | 5771488 | 2 | 01/16/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Paul MacDonald | 2994054 | 5 | 04/11/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brett Mitchell Sause | 3275164 | 3 | 03/07/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sarah Emily Zorio | 5859083 | 1 | 03/14/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Amee Sue Wright | 5211763 | 1 | 01/03/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |