Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicole Marie Pizzi | 5770980 | 1 | 01/03/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Aldric Y Johnson | 5628445 | 1 | 12/16/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Micheline E Yacoub | 5900980 | 1 | 12/14/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Margarita M Flores | 2440637 | 1 | 11/28/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Bradley Duane Johnson | 3126357 | 1 | 11/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent Kin Ming Chan | 3019411 | 1 | 11/10/2022 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Nicholas James Paolicelli | 5988745 | 3 | 11/09/2022 | Customer Dispute | Settled | $8,304.25 | $0.00 | See FINRA Report |
| Scott Jay Schechter | 4496417 | 1 | 11/02/2022 | Customer Dispute | Pending | $145,009.00 | $0.00 | See FINRA Report |
| Adam David Herzing | 5448024 | 2 | 11/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theodore N Hawrylak | 2141157 | 9 | 10/25/2022 | Customer Dispute | Settled | $5,896.32 | $0.00 | See FINRA Report |