Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adriana Parker | 6707410 | 1 | 08/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Son van Le | 6664833 | 1 | 07/25/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Kitty Vicki Stough | 4693615 | 1 | 07/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Reich | 6066301 | 1 | 07/17/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stanley Schofield | 6255312 | 1 | 07/17/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Isaac Arensberg | 4199039 | 1 | 07/16/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Myong Won Park | 1457956 | 2 | 06/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Baker McCluskey | 6147452 | 1 | 05/08/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Leizl Manapsal Lacida | 6393273 | 1 | 04/11/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Sven Anderson | 2918978 | 2 | 04/04/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |