Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charlotte Braun | 7665256 | 1 | 11/17/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christian Daniel Castillo | 6761141 | 1 | 01/31/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alec Chernenko | 4452916 | 1 | 01/27/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Lawrence Cohen | 5693359 | 2 | 10/08/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Awanda Hodge | 6827379 | 2 | 09/24/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alexis Guerra | 7010183 | 1 | 01/01/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Melvin Ronaldo Jenkins | 2978702 | 6 | 11/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sharon Denise Gerlach | 3242906 | 1 | 03/11/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Arborea | 6416358 | 1 | 03/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Patrick Stuppino | 6642099 | 1 | 11/01/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |