Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Waymon Toki | 6069309 | 2 | 04/15/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Waymon Toki | 6069309 | 2 | 04/15/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alexis Guerra | 7010183 | 1 | 01/01/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sharon Denise Gerlach | 3242906 | 1 | 03/11/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Arborea | 6416358 | 1 | 03/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Patrick Stuppino | 6642099 | 1 | 11/01/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Caleb Sayles | 7473414 | 1 | 05/15/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gina Chaney | 1628957 | 2 | 09/29/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian T Deegan | 4785531 | 5 | 08/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shengmei Zhang | 5805983 | 1 | 10/08/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |