Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert Mosseri | 5624212 | 1 | 09/16/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adriana Parker | 6707410 | 1 | 08/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jon E Rusten | 1005584 | 1 | 08/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Francesco Toia | 6573435 | 3 | 08/09/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Julie Margaret Szabo | 2388051 | 1 | 08/06/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Nicholas Fabrizio | 5242603 | 2 | 08/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alisha Renee Ragusa | 7115174 | 3 | 08/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert S Gladstein | 5648449 | 1 | 07/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Son van Le | 6664833 | 1 | 07/25/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Kitty Vicki Stough | 4693615 | 1 | 07/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |