Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tenasia McKinney | 6686493 | 1 | 01/19/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Melvinea Williams | 1298405 | 3 | 01/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon James Aldridge | 7303157 | 3 | 01/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Tolmaczewiec | 6005572 | 1 | 01/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicole Marie Pizzi | 5770980 | 1 | 01/03/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward James Golden | 6949955 | 1 | 01/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aldric Y Johnson | 5628445 | 1 | 12/16/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Micheline E Yacoub | 5900980 | 1 | 12/14/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ferney Santiago Pinto Santander | 6922317 | 1 | 11/30/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Margarita M Flores | 2440637 | 1 | 11/28/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |