Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Lenert | 4501352 | 1 | 03/01/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Edward Leisle | 6153665 | 1 | 01/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Betty Lou Moglen | 1246956 | 1 | 12/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Damon | 4501030 | 4 | 10/24/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rakesh Raj Bansal | 2169184 | 3 | 10/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Glenn Westberg | 1879019 | 2 | 10/19/2023 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| John Christopher Keene | 6943145 | 1 | 10/03/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dylan Diedrich | 6902341 | 1 | 10/03/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Irving Flamer | 209356 | 1 | 07/12/2023 | Customer Dispute | Denied | $10,551.80 | $0.00 | See FINRA Report |
| Todd Gordon Oldham | 4963425 | 1 | 06/05/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |