Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aldric Y Johnson | 5628445 | 1 | 12/16/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Duane Johnson | 3126357 | 1 | 11/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent Kin Ming Chan | 3019411 | 1 | 11/10/2022 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Adam David Herzing | 5448024 | 2 | 11/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rosa Melkonyan | 5016307 | 1 | 10/14/2022 | Customer Dispute | Denied | $48,667.60 | $0.00 | See FINRA Report |
| Elinar Deghbashyan | 6199666 | 1 | 10/14/2022 | Customer Dispute | Denied | $48,667.60 | $0.00 | See FINRA Report |
| Richard Angelo Fancher | 1139618 | 12 | 09/27/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tami Sue Duvall | 3050090 | 5 | 09/27/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Rose Bauer | 5766264 | 1 | 06/10/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Johnny Liu | 6121014 | 1 | 06/03/2022 | Customer Dispute | Denied | $10,799.20 | $0.00 | See FINRA Report |