Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Andrew Delahoussaye | 2474383 | 2 | 09/23/2002 | Customer Dispute | Award / Judgment | $142,917.00 | $25,140.00 | See FINRA Report |
| Kami Abadi | 3109137 | 1 | 04/26/2001 | Customer Dispute | Award / Judgment | $2,272.95 | $2,272.95 | See FINRA Report |
| Stacy Hoffman | 2024467 | 2 | 06/06/1995 | Customer Dispute | Award / Judgment | $40,000.00 | $15,712.00 | See FINRA Report |
| Ho Shun Hui | 2021256 | 1 | 04/19/1991 | Customer Dispute | Award / Judgment | $17,600.00 | $8,000.00 | See FINRA Report |
| Jeffrey Charles Ricketts | 1188626 | 1 | 02/05/1991 | Customer Dispute | Award / Judgment | $20,000.00 | $21,400.00 | See FINRA Report |