Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert Mosseri | 5624212 | 1 | 09/16/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Louis Payne | 2160235 | 1 | 07/01/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Stormont Dodd | 7440612 | 1 | 06/24/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Petoyan | 5821586 | 1 | 02/23/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Harry Petersen | 5771488 | 2 | 08/15/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Michael Ryan | 5969703 | 1 | 05/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rick Kent Stivers | 1927140 | 2 | 03/24/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert J Cinnante | 5532651 | 5 | 02/02/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Walton Worth Rogers | 1228957 | 1 | 09/16/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Andrew Moro | 1235680 | 1 | 09/09/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |