Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent William Cartelli | 1523893 | 2 | 11/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Harry Petersen | 5771488 | 2 | 08/15/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Katherine Annie Euler | 6740921 | 1 | 06/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vadim Gostomelsky | 6782292 | 2 | 06/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph M Vaccarelli | 2338905 | 5 | 05/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph M Vaccarelli | 2338905 | 5 | 05/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph M Vaccarelli | 2338905 | 5 | 05/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph M Vaccarelli | 2338905 | 5 | 05/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Michael Ryan | 5969703 | 1 | 05/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph M Vaccarelli | 2338905 | 5 | 04/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |