Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert Mosseri | 5624212 | 1 | 09/16/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Louis Payne | 2160235 | 1 | 07/01/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Stormont Dodd | 7440612 | 1 | 06/24/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Bates | 7818743 | 1 | 05/03/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Edward Hessler | 7785311 | 6 | 02/24/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Petoyan | 5821586 | 1 | 02/23/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert C Burkhart | 4316078 | 2 | 01/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chani M Bergen | 7622283 | 1 | 01/22/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Anderson | 7255555 | 1 | 01/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francesca Fisher | 6929989 | 1 | 01/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |