Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melvinea Williams | 1298405 | 3 | 01/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon James Aldridge | 7303157 | 3 | 01/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Tolmaczewiec | 6005572 | 1 | 01/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward James Golden | 6949955 | 1 | 01/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ferney Santiago Pinto Santander | 6922317 | 1 | 11/30/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gabriel Eric Mendez | 7503090 | 1 | 11/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert J Covello | 2602341 | 5 | 11/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Khushvinder Pal Singh | 2925087 | 4 | 11/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Charles Dye | 1067756 | 2 | 11/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lee Alan Kitzenberg | 4534245 | 4 | 11/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |