Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Alexander Kalkowski | 5964048 | 1 | 03/24/2011 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Richard Lawrence Grams | 1812229 | 2 | 09/23/1987 | Civil Bond | $0.00 | $0.00 | See FINRA Report |