Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adriana Parker | 6707410 | 1 | 08/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jon E Rusten | 1005584 | 1 | 08/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Francesco Toia | 6573435 | 3 | 08/09/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Julie Margaret Szabo | 2388051 | 1 | 08/06/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert S Gladstein | 5648449 | 1 | 07/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kitty Vicki Stough | 4693615 | 1 | 07/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Reich | 6066301 | 1 | 07/17/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stanley Schofield | 6255312 | 1 | 07/17/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Isaac Arensberg | 4199039 | 1 | 07/16/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Moos | 7344612 | 5 | 07/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |