Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tenasia McKinney | 6686493 | 1 | 01/19/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicole Marie Pizzi | 5770980 | 1 | 01/03/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Micheline E Yacoub | 5900980 | 1 | 12/14/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Jay Schechter | 4496417 | 1 | 11/02/2022 | Customer Dispute | Pending | $145,009.00 | $0.00 | See FINRA Report |
| Luis Antonio Navarro Vazquez | 6740567 | 1 | 10/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cynthia Ann Barreira | 6158367 | 1 | 10/17/2022 | Customer Dispute | Pending | $175,000.00 | $0.00 | See FINRA Report |
| Dean Marlin | 1819579 | 5 | 10/13/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Wayne L Rector | 4592089 | 2 | 10/07/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Johnathan Blake Worrells | 6044320 | 1 | 08/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Derrick Antonio Bradley | 6750858 | 5 | 08/01/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |