Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon E Rusten | 1005584 | 1 | 08/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Francesco Toia | 6573435 | 3 | 08/09/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Julie Margaret Szabo | 2388051 | 1 | 08/06/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert S Gladstein | 5648449 | 1 | 07/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Moos | 7344612 | 5 | 07/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brady James Muir | 2445186 | 4 | 06/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Micah Goatley | 7299511 | 6 | 06/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Erik Bates | 7818743 | 1 | 05/03/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Robert Fischer | 1959808 | 4 | 04/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shawn Robert Fischer | 1959808 | 4 | 04/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |