Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01480 | 01/24/2024 | Claimant(s): Cenk Kozulcali Claimant Lawyers(s): Chelsea Bauer Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 23-00967 | 01/23/2024 | Claimant(s): Victor Tomassini Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 23-00239 | 01/23/2024 | Claimant(s): Orlando Perez, Viviana Perez Cordero Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 23-02525 | 01/23/2024 | Claimant(s): Alexander Phillips, Jordan Hayes Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 23-03107 | 01/23/2024 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Saumeu P. Mauch Respondent(s): Leonardo Hernandez Respondent Lawyers(s): Leonardo Hernandez Arbitrator(s): Elizabeth Gilbert Hearing Site: New York, NY | ||
| 23-01368 | 01/23/2024 | Claimant(s): William Brown Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James & Associates., Legg Mason Wood Walker, R. H. York & Company. Respondent Lawyers(s): Laura Ruiz Rivera, Lawrence York, Rosemary Francavilla Arbitrator(s): Kevin R. Zehe Hearing Site: Cincinnati, OH | ||
| 23-01224 | 01/23/2024 | Claimant(s): Jason Franklin Claimant Lawyers(s): Chelsea Bauer Respondent(s): Leonard & Company Respondent Lawyers(s): Dainforth French Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | ||
| 23-00637 | 01/22/2024 | Claimant(s): Miguel Montejano Claimant Lawyers(s): Amir Tadjedin Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 22-02791 | 01/22/2024 | Claimant(s): Thomas Curtin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Robert L. Chase Hearing Site: Hartford, CT | ||
| 23-00627 | 01/22/2024 | Claimant(s): Barbara Violette Claimant Lawyers(s): Barbara A. Violette Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Catherine Stewart Hearing Site: Augusta, ME |  | $0 |