Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01860 | 08/01/2024 | Claimant(s): Gail Jabes, Joseph Jabes Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Lee Milich, Mark J. McCarthy, Jan Duda Krafczek Hearing Site: Boca Raton, FL |  | Expungement |
| 23-03348 | 08/01/2024 | Claimant(s): Natasha Jahn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Emma M. Tomsick Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | ||
| 23-03521 | 07/31/2024 | Claimant(s): Venkatesh Kaliappan Claimant Lawyers(s): Venkatesh Kaliappan Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Jason O. Billy Arbitrator(s): Laura A. Kaster Hearing Site: Philadelphia, PA | | $0 |
| 23-02846 | 07/31/2024 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 23-02930 | 07/30/2024 | Claimant(s): Kevin McBarron Claimant Lawyers(s): Stephan Louviere Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 22-01842 | 07/30/2024 | Claimant(s): Randy Dean Claimant Lawyers(s): Randy K. Dean Respondent(s): Kelly Gillikin Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Tracy L. Allen, Scott C. Matasar, Tim Warner Hearing Site: Cleveland, OH | | Expungement |
| 23-02914 | 07/30/2024 | Claimant(s): Roberto De Jesus Pou Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 23-02889 | 07/29/2024 | Claimant(s): Jeannette Adcock Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Wintrust Investments LLC Respondent Lawyers(s): Melvin G. Moseley Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 24-00092 | 07/29/2024 | Claimant(s): Amra Uzair, Mirza Beg Claimant Lawyers(s): Joshua Kons Respondent(s): CrowdStreet., Crowdstreet Capital LLC Respondent Lawyers(s): Gabrielle Gould Arbitrator(s): Lynne M. Gomez, Montie G. Grimes, David Aaron DeSoto Hearing Site: Houston, TX | | Dismissed by Rule 12200 |
| 23-00950 | 07/29/2024 | Claimant(s): Victor Tomassini Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR |