Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01662 | 05/04/2022 | Claimant(s): Steven Kanowitz Claimant Lawyers(s): Christine Lazaro Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Sydney H. Crowder Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY |  | $1,731 |
| 21-02774 | 05/03/2022 | Claimant(s): Heath Grossman Claimant Lawyers(s): Steven D. Feldman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): Doug Baxley Arbitrator(s): Thomas M. Madden Hearing Site: Hartford, CT | ||
| 20-00113 | 05/02/2022 | Claimant(s): James Boland Claimant Lawyers(s): John D. Singer Respondent(s): UBS Securities LLC Respondent Lawyers(s): Gabrielle Levin Arbitrator(s): Madelon M. Rosenfeld, David Gary Jacobs, Dalia Zaza Hearing Site: New York, NY | ||
| 21-01986 | 05/02/2022 | Claimant(s): Cynthia Giovacchino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Linda J. Baer Hearing Site: Hartford, CT | ||
| 21-02992 | 05/02/2022 | Claimant(s): Ivan Pelegrina Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 22-00009 | 05/02/2022 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Kristina J. Branstetter Respondent(s): David Melilli Respondent Lawyers(s): David John Melilli Arbitrator(s): John F. Burns Hearing Site: Philadelphia, PA | ||
| 21-02175 | 04/29/2022 | Claimant(s): Michael Neuenschwander Claimant Lawyers(s): Dochtor Kennedy Respondent(s): G.F. Investment Services Respondent Lawyers(s): Larry Yager Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX | ||
| 21-02811 | 04/29/2022 | Claimant(s): Eric Hogarth Claimant Lawyers(s): Steven Feldman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): Doug Baxley Arbitrator(s): Robert E. Anderson Hearing Site: Hartford, CT | ||
| 21-02836 | 04/29/2022 | Claimant(s): Angel Canabal Claimant Lawyers(s): Russel Del Toro Parra Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 20-03262 | 04/29/2022 | Claimant(s): Bluebay Multistrat, L.P. Claimant Lawyers(s): Romain Bruere Respondent(s): Clear Street LLC, Precision Securities Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Diane M. Perry, Monroe Mitchel, Michael Ross Hearing Site: Boca Raton, FL | | Dismissed by Rule 12511/12212/12504 |