05-02564 | 11/20/2007 | Claimant(s): Basic Investors. Claimant Lawyers(s): Charles M. O'Rourke Respondent(s): Arthur Pryor Respondent Lawyers(s): Russell K. Bean Arbitrator(s): F. Wesley Bowers, Sherrill Wm Colvin, James R. Cain Hearing Site: Indianapolis, IN
| | $885,122 |
06-04226 | 11/20/2007 | Claimant(s): Richard Baker, Richard Baker IRA Claimant Lawyers(s): Philip D. Sever Respondent(s): Daniel Bookout Respondent Lawyers(s): Daniel S. Bookout Arbitrator(s): Todd L. Barlow, Lawrence W. Arness, F. Wesley Bowers Hearing Site: Indianapolis, IN
| | $696,360 |
06-04227 | 11/20/2007 | Claimant(s): Michael Gillespie, Michael Gillespie IRA Claimant Lawyers(s): Philip D. Sever Respondent(s): Daniel Bookout Respondent Lawyers(s): Daniel S. Bookout Arbitrator(s): Lawrence W. Arness, Sherrill Wm Colvin, Richard J. LeDuc Hearing Site: Indianapolis, IN
| | $737,630 |
04-03792 | 11/20/2007 | Claimant(s): Vincent Zagami Claimant Lawyers(s): Gerald A. Phelps Respondent(s): Fredrick Sundin, William Dacey, Merit Capital Associates. Respondent Lawyers(s): Kevin J. O'Connor, Philip M. Giordano, Robert Fitzpatrick Arbitrator(s): Chesley Oriel, Leon E. Byng, Pran N. Tiku Hearing Site: Boston, MA
| | $501 |
06-04333 | 11/20/2007 | Claimant(s): Javier Covas Claimant Lawyers(s): Scott L. Silver Respondent(s): Wallstreet Electronica. Respondent Lawyers(s): Alan Wolper Arbitrator(s): John N. Breazeale, Alberto G. Estrella, Francisco E. San Miguel Hearing Site: San Juan, PR
| | $0 |
07-01442 | 11/20/2007 | Claimant(s): Raymond Marine Claimant Lawyers(s): Raymond S. Marine Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Steven P. Gregory Hearing Site: New Orleans, LA
| | $175 |
06-00492 | 11/19/2007 | Claimant(s): Austin, Hatch & Smith Claimant Lawyers(s): John E. MacDonald Respondent(s): Elizabeth Jones, Susan Simon Respondent Lawyers(s): Anthony Paduano Arbitrator(s): Marilyn J. Salzman, Alan R. Sloate, Sheila D. Collins Hearing Site: New York, NY
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06-01050 | 11/19/2007 | Claimant(s): Richard Crockett Claimant Lawyers(s): Peter H. Cantwell Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Steven B. Varick Arbitrator(s): Wallace H. Hastings, Allen D. Schwartz, James M. Zilinsky Hearing Site: Chicago, IL
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06-04797 | 11/19/2007 | Claimant(s): Thomas Quigley Claimant Lawyers(s): Oren Giskan Respondent(s): BNY Brokerage LLC Respondent Lawyers(s): Robert Piliero Arbitrator(s): Eugene M. Kaufman, Diane Ciccone, Daniel P. Lund Hearing Site: New York, NY
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06-03017 | 11/19/2007 | Claimant(s): Conard Moose Claimant Lawyers(s): John F. Hanzel Respondent(s): Dennis ShidlerL fka Linsco/Private Ledger Corp. Respondent Lawyers(s): Daniel R. D'Alberto, David J. Freniere Arbitrator(s): John H. Griffing Hearing Site: Charlotte, NC
| | $23,500 |