| 05-02564 | 11/20/2007 | Claimant(s): Basic Investors.
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Arthur Pryor
Respondent Lawyers(s): Russell K. Bean
Arbitrator(s): F. Wesley Bowers, Sherrill Wm Colvin, James R. Cain
Hearing Site: Indianapolis, IN
|  | $885,122 |
| 06-04226 | 11/20/2007 | Claimant(s): Richard Baker, Richard Baker IRA
Claimant Lawyers(s): Philip D. Sever
Respondent(s): Daniel Bookout
Respondent Lawyers(s): Daniel S. Bookout
Arbitrator(s): Todd L. Barlow, Lawrence W. Arness, F. Wesley Bowers
Hearing Site: Indianapolis, IN
| | $696,360 |
| 06-04227 | 11/20/2007 | Claimant(s): Michael Gillespie, Michael Gillespie IRA
Claimant Lawyers(s): Philip D. Sever
Respondent(s): Daniel Bookout
Respondent Lawyers(s): Daniel S. Bookout
Arbitrator(s): Lawrence W. Arness, Sherrill Wm Colvin, Richard J. LeDuc
Hearing Site: Indianapolis, IN
| | $737,630 |
| 04-03792 | 11/20/2007 | Claimant(s): Vincent Zagami
Claimant Lawyers(s): Gerald A. Phelps
Respondent(s): Fredrick Sundin, William Dacey, Merit Capital Associates.
Respondent Lawyers(s): Kevin J. O'Connor, Philip M. Giordano, Robert Fitzpatrick
Arbitrator(s): Chesley Oriel, Leon E. Byng, Pran N. Tiku
Hearing Site: Boston, MA
| | $501 |
| 06-04333 | 11/20/2007 | Claimant(s): Javier Covas
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Wallstreet Electronica.
Respondent Lawyers(s): Alan Wolper
Arbitrator(s): John N. Breazeale, Alberto G. Estrella, Francisco E. San Miguel
Hearing Site: San Juan, PR
| | $0 |
| 07-01442 | 11/20/2007 | Claimant(s): Raymond Marine
Claimant Lawyers(s): Raymond S. Marine
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Steven P. Gregory
Hearing Site: New Orleans, LA
| | $175 |
| 06-00492 | 11/19/2007 | Claimant(s): Austin, Hatch & Smith
Claimant Lawyers(s): John E. MacDonald
Respondent(s): Elizabeth Jones, Susan Simon
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Marilyn J. Salzman, Alan R. Sloate, Sheila D. Collins
Hearing Site: New York, NY
| | |
| 06-01050 | 11/19/2007 | Claimant(s): Richard Crockett
Claimant Lawyers(s): Peter H. Cantwell
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Steven B. Varick
Arbitrator(s): Wallace H. Hastings, Allen D. Schwartz, James M. Zilinsky
Hearing Site: Chicago, IL
| | |
| 06-04797 | 11/19/2007 | Claimant(s): Thomas Quigley
Claimant Lawyers(s): Oren Giskan
Respondent(s): BNY Brokerage LLC
Respondent Lawyers(s): Robert Piliero
Arbitrator(s): Eugene M. Kaufman, Diane Ciccone, Daniel P. Lund
Hearing Site: New York, NY
| | |
| 06-03017 | 11/19/2007 | Claimant(s): Conard Moose
Claimant Lawyers(s): John F. Hanzel
Respondent(s): Dennis ShidlerL fka Linsco/Private Ledger Corp.
Respondent Lawyers(s): Daniel R. D'Alberto, David J. Freniere
Arbitrator(s): John H. Griffing
Hearing Site: Charlotte, NC
| | $23,500 |
