07-01475 | 12/12/2007 | Claimant(s): Nina Marcuccio Claimant Lawyers(s): Ted A. Marcuccio Respondent(s): Delta Equity Services Corporation Respondent Lawyers(s): Scott P. Aubrey Arbitrator(s): Richard Slavin Hearing Site: Hartford, CT
| | $2,175 |
06-04316 | 12/12/2007 | Claimant(s): Yan Zhao, Amicorp Development, Ltd., Essence City, Ltd, Precise Power Holdings Claimant Lawyers(s): General Counsel, Yan Hong Zhao Respondent(s): Capital Growth Financial Respondent Lawyers(s): Jason Gordon Arbitrator(s): Marc Scott Shapiro, Ted Romanos, Martin M. Van Luven Hearing Site: Boca Raton, FL
| | $0 |
07-02046 | 12/11/2007 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Carrie L. Chelko Respondent(s): Michael Pinckes Respondent Lawyers(s): Michael J. Pinckes Arbitrator(s): Sandra J. Bakalus Hearing Site: Boca Raton, FL
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04-00499 | 12/11/2007 | Claimant(s): Gene and Lynn Gautreaux Claimant Lawyers(s): Robert V. McAnelly Respondent(s): Elizabeth Hough, Frances Schwehr, Citigroup Global Markets., Nancy Mangham, Rickey Major Respondent Lawyers(s): Richard F. Zimmerman, Thomas A. Roberts, Travis B. Wilkinson Arbitrator(s): William Paul Bryan, Diane B. Elkins Hearing Site: New Orleans, LA
| | Expungement |
06-04860 | 12/11/2007 | Claimant(s): Roma Senyk Claimant Lawyers(s): Dominic Silvestri Respondent(s): Mary Mada, Robert Uhr, Stuart Burchard, Broad Street Securities. Respondent Lawyers(s): David Hirschberg, Robert A. Uhr Arbitrator(s): Suzanne H Slick, Margaret A. Costello, Edward A. Porter Hearing Site: Detroit, MI
| | $41,473 |
06-05223 | 12/11/2007 | Claimant(s): Ronald Warren, Shelby Warren Claimant Lawyers(s): Thomas E. Baddley Respondent(s): Allen Wall, Julius Kenney, Michael Cramer, A.G. Edwards & Sons., Lifesource Solutions, The Estate of Julius Franklin Kenny III Respondent Lawyers(s): Jeffrey W. Coverdell, Neil Warner Yahn Arbitrator(s): Gloria J Liddell, Bryan M. Reed, Clarence H. Hampton Hearing Site: Birmingham, AL
| | $0 |
07-00170 | 12/11/2007 | Claimant(s): Edward McDonald Claimant Lawyers(s): Kevin G. Diamond Respondent(s): Paul Hess, Commonwealth Financial Network Respondent Lawyers(s): Steven L. Manchel Arbitrator(s): Gerard S. Marsan, Joseph Charles Kennedy, Richard D. Levin Hearing Site: Boston, MA
| | $0 |
07-01244 | 12/11/2007 | Claimant(s): Ashley Champlin, Ashley Brooke Champlin Treasury Strips Claimant Lawyers(s): Greg P. Regier Respondent(s): Wachovia Securities Respondent Lawyers(s): Ryan P. Smith Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA
| | $0 |
04-08605 | 12/10/2007 | Claimant(s): James Murray Claimant Lawyers(s): Michael Blumenfeld Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Jodi S. Cohen Arbitrator(s): Stephen Brixey, Donald S. Simons, Mario H. Metzger Hearing Site: Los Angeles, CA
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07-00943 | 12/10/2007 | Claimant(s): Ralph Falls Claimant Lawyers(s): Stewart D. Aaron Respondent(s): Leerink Swann & Company Respondent Lawyers(s): Christopher B. Kaczmarek Arbitrator(s): Neil G. Gargiulo, Madelyn A. Levy, Martin H. Zern Hearing Site: New York, NY
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