06-00429 | 12/20/2007 | Claimant(s): Marvice Dodds, Mary Dodds, Dodds Body Works., Marvice & Mary Dodds TTEE Dodds Claimant Lawyers(s): Francis A. Kovacs Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Joseph L. Larrinaga Arbitrator(s): Susan K. Hollenbach, Mary D. Stevenson, Richard R. Edmister Hearing Site: Columbus, OH
| | $0 |
07-00023 | 12/20/2007 | Claimant(s): John Coates Claimant Lawyers(s): Vincent J. Imbesi Respondent(s): Michael Palmieri, Salomon Grey Financial Corporation Respondent Lawyers(s): Kyle Rowe, Michael C. Palmieri Arbitrator(s): Robert L. Nisely Hearing Site: New York, NY
| | $0 |
05-03814 | 12/19/2007 | Claimant(s): Arthur Kieval Claimant Lawyers(s): David L. Ward Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): James Mervin Benson, Frank M. Romano, Eli Bensky Hearing Site: Houston, TX
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06-05022 | 12/19/2007 | Claimant(s): Advest. Claimant Lawyers(s): Mark P. Harbison Respondent(s): Edward Wetzel, Jeffrey Kelley Respondent Lawyers(s): Joseph William Conway Arbitrator(s): Carl Hohnbaum, David J. Capriotti, Ralph H. Phillips Hearing Site: Pittsburgh, PA
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06-05029 | 12/19/2007 | Claimant(s): Advest. Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Jeffrey Kelley Respondent Lawyers(s): Joseph William Conway Arbitrator(s): Hearing Site: Pittsburgh, PA
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07-01964 | 12/19/2007 | Claimant(s): Americo Santella Claimant Lawyers(s): Samuel E. Cohen Respondent(s): Sparkle Martin Respondent Lawyers(s): Lawrence Solomon Arbitrator(s): Edward T. Borer, Patrick J. O'Neil, Frank P. Santangelo Hearing Site: Philadelphia, PA
| | Expungement |
05-00581 | 12/19/2007 | Claimant(s): Elizabeth Trombly, Helene Williamson, Robert Williamson, Sande Alessi Claimant Lawyers(s): Elizabeth Trombly, Helene Williamson, Robert Williamson, Sande Alessi Respondent(s): Bradford Phillips, Lindsey Riley, FAS Holdings., First Allied Securities. Respondent Lawyers(s): Eric J.F. Redwine Arbitrator(s): Gerald A. Koris, Robert E. Lawson, Mason A. Dinehart Hearing Site: Los Angeles, CA
| | $0 |
07-01002 | 12/19/2007 | Claimant(s): Beatrice Pautienis Claimant Lawyers(s): Beatrice Pautienis Respondent(s): Keybanc Capital Markets Inc. Respondent Lawyers(s): Joseph S. Simms Arbitrator(s): Jeffrey M. Bain Hearing Site: Cleveland, OH
| | $0 |
03-06793 | 12/18/2007 | Claimant(s): McLaughlin, Piven, Vogel Securities Claimant Lawyers(s): Mark G. Vaughan Respondent(s): Jimmie Griffith Respondent Lawyers(s): Tania Rose Arbitrator(s): Thomas D. Reese, William J. Petzel, Sean B. Meehan Hearing Site: San Francisco, CA
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07-00015 | 12/18/2007 | Claimant(s): SunTrust Banks., Suntrust Capital Markets., Suntrust Investment Services. Claimant Lawyers(s): Nathan L. Garroway Respondent(s): Gary Brochin Respondent Lawyers(s): Jason W. Graham Arbitrator(s): James G. Killough, Irving M. Shlesinger, Bernard Leroy Lynch Hearing Site: Atlanta, GA
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