07-02745 | 03/12/2008 | Claimant(s): Brant Snavely Claimant Lawyers(s): Stacey E. Nathanson Respondent(s): The Concord Equity Group Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Charles Glass Smith Hearing Site: Charlotte, NC
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04-08117 | 03/12/2008 | Claimant(s): Deborah A. and Nick C. Kreatsoulas Claimant Lawyers(s): Reggie C. Giffin Respondent(s): Wachovia Securities Respondent Lawyers(s): Beverly Jo Slaughter Arbitrator(s): Jeffrey M. Bain, Robert G. Conway, Thomas R. Skulina Hearing Site: Cleveland, OH
| | $421,031 |
06-04192 | 03/12/2008 | Claimant(s): The Thomas P. Matula Liv. Trust 12/05 Claimant Lawyers(s): C. Darrell Sooy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Jeffrey F. Silverman Arbitrator(s): Robert D. Sussin, Ronald E. Ogden, Rosa Linda Guadarrama Hearing Site: Los Angeles, CA
| | $0 |
07-02659 | 03/12/2008 | Claimant(s): Todd Meldrum Claimant Lawyers(s): Todd Meldrum Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY
| | $88 |
06-03840 | 03/11/2008 | Claimant(s): Paul Livote Claimant Lawyers(s): Anthony Marino Respondent(s): First Empire Securities. Respondent Lawyers(s): John T. Bauer Arbitrator(s): Robert L. Spangler Hearing Site: New York, NY
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06-05062 | 03/11/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Susan J. Steinthal Respondent(s): Global Credit Partners Respondent Lawyers(s): Harry J. Delagrammatikas Arbitrator(s): Michael T. Curley, Andrew H. Freund, Paul R. Walsh Hearing Site: New York, NY
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06-05235 | 03/11/2008 | Claimant(s): Gary Weglarz Claimant Lawyers(s): Leslie A Blau Respondent(s): Donna Bellamy, Wayne Dennis, Woodbury Financial Services. Respondent Lawyers(s): John D. Ryan, Marshall L. Blankenship Arbitrator(s): Michael S. Matek, John W. Jerak, Michael Stephen Knight Hearing Site: Chicago, IL
| | $0 |
06-05255 | 03/10/2008 | Claimant(s): Anthony Guarraci, Gregory Jones Claimant Lawyers(s): Joseph Alan White Respondent(s): E*Trade Securities LLC, Stephen Ehrlich, E*Trade Brokerage Holdings, E*Trade Financial Corporation, E*Trade Professional Trading, ETP Holdings., Lightspeed Professional Trading Respondent Lawyers(s): Robert C. Varnell Arbitrator(s): Joel Steven Arogeti, Frank W. Virgin, Mary O. Pitts Hearing Site: Atlanta, GA
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07-01145 | 03/10/2008 | Claimant(s): David Castillo Claimant Lawyers(s): Cary S. Lapidus Respondent(s): Southwest Securities. Respondent Lawyers(s): Will S. Montgomery Arbitrator(s): Harry B. Endsley, James Conrad Riewerts, Susan J. Alexander Hearing Site: San Francisco, CA
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06-03270 | 03/10/2008 | Claimant(s): Russell Dewing Claimant Lawyers(s): Stephen D. Spivey Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): John P. Cullem, Beverly S. Gordon, Robert Stephen Burns Hearing Site: Tampa, FL
| | $75,000 |