| 07-02745 | 03/12/2008 | Claimant(s): Brant Snavely
Claimant Lawyers(s): Stacey E. Nathanson
Respondent(s): The Concord Equity Group
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Charles Glass Smith
Hearing Site: Charlotte, NC
| | |
| 04-08117 | 03/12/2008 | Claimant(s): Deborah A. and Nick C. Kreatsoulas
Claimant Lawyers(s): Reggie C. Giffin
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Jeffrey M. Bain, Robert G. Conway, Thomas R. Skulina
Hearing Site: Cleveland, OH
|  | $421,031 |
| 06-04192 | 03/12/2008 | Claimant(s): The Thomas P. Matula Liv. Trust 12/05
Claimant Lawyers(s): C. Darrell Sooy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Jeffrey F. Silverman
Arbitrator(s): Robert D. Sussin, Ronald E. Ogden, Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
| | $0 |
| 07-02659 | 03/12/2008 | Claimant(s): Todd Meldrum
Claimant Lawyers(s): Todd Meldrum
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | $88 |
| 06-03840 | 03/11/2008 | Claimant(s): Paul Livote
Claimant Lawyers(s): Anthony Marino
Respondent(s): First Empire Securities.
Respondent Lawyers(s): John T. Bauer
Arbitrator(s): Robert L. Spangler
Hearing Site: New York, NY
| | |
| 06-05062 | 03/11/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Susan J. Steinthal
Respondent(s): Global Credit Partners
Respondent Lawyers(s): Harry J. Delagrammatikas
Arbitrator(s): Michael T. Curley, Andrew H. Freund, Paul R. Walsh
Hearing Site: New York, NY
| | |
| 06-05235 | 03/11/2008 | Claimant(s): Gary Weglarz
Claimant Lawyers(s): Leslie A Blau
Respondent(s): Donna Bellamy, Wayne Dennis, Woodbury Financial Services.
Respondent Lawyers(s): John D. Ryan, Marshall L. Blankenship
Arbitrator(s): Michael S. Matek, John W. Jerak, Michael Stephen Knight
Hearing Site: Chicago, IL
| | $0 |
| 06-05255 | 03/10/2008 | Claimant(s): Anthony Guarraci, Gregory Jones
Claimant Lawyers(s): Joseph Alan White
Respondent(s): E*Trade Securities LLC, Stephen Ehrlich, E*Trade Brokerage Holdings, E*Trade Financial Corporation, E*Trade Professional Trading, ETP Holdings., Lightspeed Professional Trading
Respondent Lawyers(s): Robert C. Varnell
Arbitrator(s): Joel Steven Arogeti, Frank W. Virgin, Mary O. Pitts
Hearing Site: Atlanta, GA
| | |
| 07-01145 | 03/10/2008 | Claimant(s): David Castillo
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): Southwest Securities.
Respondent Lawyers(s): Will S. Montgomery
Arbitrator(s): Harry B. Endsley, James Conrad Riewerts, Susan J. Alexander
Hearing Site: San Francisco, CA
| | |
| 06-03270 | 03/10/2008 | Claimant(s): Russell Dewing
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): John P. Cullem, Beverly S. Gordon, Robert Stephen Burns
Hearing Site: Tampa, FL
| | $75,000 |
