08-00335 | 10/20/2008 | Claimant(s): Ray D. Colter, Jr. and Ruth Colter Claimant Lawyers(s): David Newman Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): S. Lawrence Polk Arbitrator(s): Edward B. Scott, Mark A. Myers, Richard J. Clement Hearing Site: Jackson, MS
| | $0 |
07-03545 | 10/17/2008 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Gerald T. Rohrer Respondent(s): Joshua Fortin Respondent Lawyers(s): Joshua Standish Fortin Arbitrator(s): Robert P. Fogarty, Patrick J. Burley, Daniel R. LaMacchia Hearing Site: Cincinnati, OH
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08-00415 | 10/17/2008 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Raquel Terrigno Respondent(s): Steven Waldman Respondent Lawyers(s): Mark Charles Arbitrator(s): Matthew Loguercio Hearing Site: New York, NY
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08-00485 | 10/17/2008 | Claimant(s): Deborah Galarneau Claimant Lawyers(s): Rufus E. Brown Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Shari B. Broder, Deborah B. Haskell, Jack B. Golden Hearing Site: Boston, MA
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08-00969 | 10/17/2008 | Claimant(s): Aegis Capital Corp. Claimant Lawyers(s): Michael H. Ference Respondent(s): Munir Mrkulic Respondent Lawyers(s): Munir Henry Mrkulic Arbitrator(s): Judith E. Gross Hearing Site: New York, NY
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07-03192 | 10/17/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Joseph Frasko Respondent Lawyers(s): Joseph Frasko Arbitrator(s): Sam Antar Hearing Site: New York, NY
| | $0 |
02-03268 | 10/17/2008 | Claimant(s): Ikho Kang IRA, Ikho & Unsoon Kang Claimant Lawyers(s): Christopher Mader Respondent(s): Barbara Ralston, Charles Lazzaro, John Openshaw, Katrina Dudley, First Wall Street Corporation Respondent Lawyers(s): Brandon S. Reif, Patrick Baldwin Arbitrator(s): James M. Donovan, Michael W. Burnett, Thomas R. Watkins Hearing Site: Los Angeles, CA
| | Expungement |
06-05246 | 10/17/2008 | Claimant(s): Valentine Pitheckoff Claimant Lawyers(s): Valentine Pitheckoff Respondent(s): Louis Liberatore, Great Eastern Securities. Respondent Lawyers(s): Derick Johnson, Louis Liberatore Arbitrator(s): Bruce K. Isenberg, John B. Sprung Hearing Site: New York, NY
| | $90,000 |
08-00302 | 10/17/2008 | Claimant(s): Curtis Harold Traylor Claimant Lawyers(s): Curtis H Traylor Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX
| | $603 |
08-00513 | 10/16/2008 | Claimant(s): SMH Capital Inc. Claimant Lawyers(s): Martha E. McDugald Respondent(s): Eric Edson Respondent Lawyers(s): Eric Charles Edson Arbitrator(s): John M. Wilkinson, George F. Longino, Robert E. Treadaway Hearing Site: Dallas, TX
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