| 07-00627 | 12/16/2008 | Claimant(s): Alfred T. Peng and Diana Peng
Claimant Lawyers(s): Feng Li
Respondent(s): David Gabay, Mutual Service Corporation
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Craig Scott Bartlett, Scott M. Pellegrino, S. Charles Tabak
Hearing Site: Newark, NJ
|  | $0 |
| 06-04252 | 12/15/2008 | Claimant(s): Michael Cohen
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Joseph J. Sullivan
Arbitrator(s): Guy K. Stewart, Martin A. Feigenbaum, Bernice Leah Stander
Hearing Site: Boca Raton, FL
| | |
| 08-00299 | 12/15/2008 | Claimant(s): Sidney Chertock
Claimant Lawyers(s): Gene Chertock
Respondent(s): TD Ameritrade
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Bruce K. Isenberg
Hearing Site: New York, NY
| | $21,750 |
| 05-06164 | 12/15/2008 | Claimant(s): Estate of James Ward
Claimant Lawyers(s): Christopher R. Ross
Respondent(s): John Susca, Ehrenkrantz King Nassbaum.
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Harvey Barrison, Denzil J. Klippel, John J. Witkowski
Hearing Site: New York, NY
| | $0 |
| 07-02209 | 12/15/2008 | Claimant(s): Helene Teper
Claimant Lawyers(s): John J. Marinan
Respondent(s): Barry Sloane
Respondent Lawyers(s): Stacy E. Nathanson
Arbitrator(s): Charles A. Crocco, Micalyn S. Harris, Steven M. Hecht
Hearing Site: New York, NY
| | $0 |
| 08-00597 | 12/15/2008 | Claimant(s): Nigel Roth
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Donald Wojnowski, Empire Financial Group.
Respondent Lawyers(s): Joshua A. Katz
Arbitrator(s): Stuart Harvey Ziegler, Les R. Campbell, Theodore Israel Herold
Hearing Site: Boca Raton, FL
| | $0 |
| 07-02607 | 12/12/2008 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): Xiomara Corral
Respondent(s): Thomas Kilkenny
Respondent Lawyers(s): Thomas J. Kilkenny
Arbitrator(s): Mary Ellen Burns, Michael Peter Yahr, Richard Lee Mansdoerfer
Hearing Site: New York, NY
| | |
| 07-03330 | 12/12/2008 | Claimant(s): Jefferson Pilot Securities Corp.
Claimant Lawyers(s): William Zeena
Respondent(s): Michael Cohen
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Roy B. Gonas, Syma S. Kasdin, Berthold T. Berkwich
Hearing Site: Boca Raton, FL
| | |
| 08-00132 | 12/12/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Richard Coloni
Respondent Lawyers(s): Richard Coloni
Arbitrator(s): Matthew Loguercio
Hearing Site: New York, NY
| | |
| 08-00534 | 12/12/2008 | Claimant(s): Michael Macis
Claimant Lawyers(s): Michael A. Macis
Respondent(s): Raymond Shimizu, Metropolitan Life Insurance Company
Respondent Lawyers(s): Heather A. Bailey
Arbitrator(s): William J. Bayer, Jeffrey W. Finke, Marilee Roberg
Hearing Site: Chicago, IL
| | |
