| 08-00700 | 01/05/2009 | Claimant(s): Harold Weisberg
Claimant Lawyers(s): Stewart C.W. Weiner
Respondent(s): Amy Renk, Gary Pryka, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
|  | $7,300 |
| 08-00728 | 01/02/2009 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Amon Allahyari
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Alvin L. Fishman, Walter P. Hitchcock, Robert E. Thompson
Hearing Site: San Francisco, CA
| | |
| 08-01098 | 01/02/2009 | Claimant(s): George Grafas
Claimant Lawyers(s): Charles Von Simson
Respondent(s): Whitaker Securities LLC
Respondent Lawyers(s): Scott D. Stechman
Arbitrator(s): Judith E. Gross, Alvin Green, Renee S. Rothschild
Hearing Site: New York, NY
| | |
| 08-01561 | 01/02/2009 | Claimant(s): Camille Parrella
Claimant Lawyers(s): Karen J. Van Ingen
Respondent(s): Stifel, Nicolaus & Co.., John Gallagher, Ryan Beck & Co., Stifel Financial Corp.
Respondent Lawyers(s): Joseph C. Rosa
Arbitrator(s): Aaron Tyk
Hearing Site: New York, NY
| | $0 |
| 08-01249 | 12/31/2008 | Claimant(s): Brendan Cooney
Claimant Lawyers(s): Sean R. Kelly
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Andrew M. Kofsky
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
| | |
| 07-03486 | 12/31/2008 | Claimant(s): Anthony Maccarone, Antoinette Maccarone, Steven Horn, Tara Horn
Claimant Lawyers(s): Stuart D. Meissner
Respondent(s): Julie Mains, Norman Malo, Scott Brooks, Stanley Brooks, Troy Gagliardi, Brookstreet Securities Corporation
Respondent Lawyers(s): Brian F. Amery, H. Thomas Fehn, Julie Brooks Mains, Ryan P. Farley, Scott Stanley Brooks, Stanley Clifton Brooks
Arbitrator(s): Richard S. Peskin, Michael J. Maran, Catherine Tinker
Hearing Site: New York, NY
| | $102,439 |
| 08-00040 | 12/31/2008 | Claimant(s): Cecilia Greenberg and Milton Greenberg
Claimant Lawyers(s): Seth Huberman
Respondent(s): Patrick Gaines
Respondent Lawyers(s): William Zeena
Arbitrator(s): Carl Shechter, Edwin J. Slovitt, C. Harold Schwartz
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 08-01259 | 12/31/2008 | Claimant(s): Gary Nanos
Claimant Lawyers(s): Bob Nanos
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paula M. McmManus
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
| | $1,922 |
| 08-02275 | 12/31/2008 | Claimant(s): Calvin Mehuron
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): William E. Nodine
Hearing Site: Tampa, FL
| | $14,665 |
| 08-01593 | 12/31/2008 | Claimant(s): Jeffrey Brown
Claimant Lawyers(s): Jeffrey D. Brown
Respondent(s): Chase Investment Services Corp., Lamon Jackson, Susan Vanspybrook
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): William H. Morris
Hearing Site: Detroit, MI
| | $88 |
