08-00700 | 01/05/2009 | Claimant(s): Harold Weisberg Claimant Lawyers(s): Stewart C.W. Weiner Respondent(s): Amy Renk, Gary Pryka, Fidelity Brokerage Services LLC Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI
| | $7,300 |
08-00728 | 01/02/2009 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Amon Allahyari Respondent Lawyers(s): Edward S. Zusman Arbitrator(s): Alvin L. Fishman, Walter P. Hitchcock, Robert E. Thompson Hearing Site: San Francisco, CA
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08-01098 | 01/02/2009 | Claimant(s): George Grafas Claimant Lawyers(s): Charles Von Simson Respondent(s): Whitaker Securities LLC Respondent Lawyers(s): Scott D. Stechman Arbitrator(s): Judith E. Gross, Alvin Green, Renee S. Rothschild Hearing Site: New York, NY
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08-01561 | 01/02/2009 | Claimant(s): Camille Parrella Claimant Lawyers(s): Karen J. Van Ingen Respondent(s): Stifel, Nicolaus & Co.., John Gallagher, Ryan Beck & Co., Stifel Financial Corp. Respondent Lawyers(s): Joseph C. Rosa Arbitrator(s): Aaron Tyk Hearing Site: New York, NY
| | $0 |
08-01249 | 12/31/2008 | Claimant(s): Brendan Cooney Claimant Lawyers(s): Sean R. Kelly Respondent(s): BGC Financial, L.P. Respondent Lawyers(s): Andrew M. Kofsky Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY
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07-03486 | 12/31/2008 | Claimant(s): Anthony Maccarone, Antoinette Maccarone, Steven Horn, Tara Horn Claimant Lawyers(s): Stuart D. Meissner Respondent(s): Julie Mains, Norman Malo, Scott Brooks, Stanley Brooks, Troy Gagliardi, Brookstreet Securities Corporation Respondent Lawyers(s): Brian F. Amery, H. Thomas Fehn, Julie Brooks Mains, Ryan P. Farley, Scott Stanley Brooks, Stanley Clifton Brooks Arbitrator(s): Richard S. Peskin, Michael J. Maran, Catherine Tinker Hearing Site: New York, NY
| | $102,439 |
08-00040 | 12/31/2008 | Claimant(s): Cecilia Greenberg and Milton Greenberg Claimant Lawyers(s): Seth Huberman Respondent(s): Patrick Gaines Respondent Lawyers(s): William Zeena Arbitrator(s): Carl Shechter, Edwin J. Slovitt, C. Harold Schwartz Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
08-01259 | 12/31/2008 | Claimant(s): Gary Nanos Claimant Lawyers(s): Bob Nanos Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Paula M. McmManus Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO
| | $1,922 |
08-02275 | 12/31/2008 | Claimant(s): Calvin Mehuron Claimant Lawyers(s): William B. Young Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Evelyn A. Christensen Arbitrator(s): William E. Nodine Hearing Site: Tampa, FL
| | $14,665 |
08-01593 | 12/31/2008 | Claimant(s): Jeffrey Brown Claimant Lawyers(s): Jeffrey D. Brown Respondent(s): Chase Investment Services Corp., Lamon Jackson, Susan Vanspybrook Respondent Lawyers(s): Sheila E. Carson Arbitrator(s): William H. Morris Hearing Site: Detroit, MI
| | $88 |