24-00236 | 09/26/2024 | Claimant(s): Rudolf Molnar Claimant Lawyers(s): Lawton R. Graves Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Kausmeier Arbitrator(s): Nancy J. Cliff, Anna M. Fanelli, Grant D. Sanders Hearing Site: Tampa, FL
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23-03594 | 09/26/2024 | Claimant(s): Santo Dimino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Stephen James McLaughlin Hearing Site: Boston, MA
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24-01196 | 09/26/2024 | Claimant(s): Karan Patel Claimant Lawyers(s): Karan B. Patel Respondent(s): Robinhood Financial. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Gregory G. Gocek Hearing Site: Minneapolis, MN
| | $88 |
23-01227 | 09/26/2024 | Claimant(s): Elliot Sherer Claimant Lawyers(s): Thomas McEvoy Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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23-02793 | 09/26/2024 | Claimant(s): Peter Marshall Claimant Lawyers(s): Craig Riha Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Lawrence Barbot Arbitrator(s): Howard J. Stiefel, Robert J. Miller, Gerald M. Levine Hearing Site: New York, NY
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23-01680 | 09/26/2024 | Claimant(s): Robert Rosenfeld DDS Retirement Plan Claimant Lawyers(s): Ross B. Intelisano Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy Winer Arbitrator(s): Cheryl H. Agris, Terrance J. Nolan, Jay William Pozenel Hearing Site: New York, NY
| | $0 |
24-00110 | 09/26/2024 | Claimant(s): Tony Toska Claimant Lawyers(s): Harris Freedman Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL
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23-01170 | 09/26/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Wade Roberts Respondent Lawyers(s): William R. Carlisle Arbitrator(s): George Pinckney Shingler Hearing Site: Atlanta, GA
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24-00431 | 09/25/2024 | Claimant(s): Dax Seale Claimant Lawyers(s): George L. Guerra Respondent(s): Raymond James & Associates. Respondent Lawyers(s): Gianluca Morello Arbitrator(s): Chandler R. Bridges, Peter N. Thompson, Mary Kathleen Coleman Hearing Site: Dallas, TX
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23-01915 | 09/25/2024 | Claimant(s): Donna Berman, Teresa Davis Claimant Lawyers(s): Donna Jules Berman Respondent(s): Daniel Pikula, Emerson Equity LLC Respondent Lawyers(s): Chad Weaver, Jeffrey L. Cox Arbitrator(s): David P. Slater, Leonard Michael Cusano, Jeremy Attia Hearing Site: Boca Raton, FL
| | $0 |