| 08-03031 | 05/21/2009 | Claimant(s): Andrew Tressler, Anthony Graziano, Derek Rehill, Todd Aitken, NoCoa Corporation
Claimant Lawyers(s): Andrew Jonathan Tressler
Respondent(s): Carl Giangrande
Respondent Lawyers(s): Carl Anthony Giangrande
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY
| | |
| 08-04998 | 05/21/2009 | Claimant(s): Eric Rosenfeld
Claimant Lawyers(s): Eric R Rosenfeld
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
|  | $6,016 |
| 08-00449 | 05/20/2009 | Claimant(s): Gordon Levey
Claimant Lawyers(s): Michael Schwartzberg
Respondent(s): Barret Naylor, Douglas Lowey, Brownstone Investment Group
Respondent Lawyers(s): Eric B. Fisher, Michael H. Ference
Arbitrator(s): Hugh N. Fryer, Peter A. Goldman, Michael F. Spellman
Hearing Site: New York, NY
| | |
| 08-02821 | 05/20/2009 | Claimant(s): Shukri Dayeh
Claimant Lawyers(s): George S. Mehallow
Respondent(s): M & T Securities.
Respondent Lawyers(s): Sean D. Ronan
Arbitrator(s): Kathleen Hoey Gorr
Hearing Site: Rochester, NY
| | |
| 08-01002 | 05/20/2009 | Claimant(s): The Estate of Mary A. Musil
Claimant Lawyers(s): Richard A. Kutche
Respondent(s): Wachovia Securities, A.G. Edwards & Sons., Prudential Equity Group
Respondent Lawyers(s): James C. Browning, Kenneth Fuchs
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
| | $36,717 |
| 08-04510 | 05/20/2009 | Claimant(s): Erica Woodard
Claimant Lawyers(s): Erica Woodard
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Nancy J. Cliff
Hearing Site: Miami, FL
| | $0 |
| 08-04683 | 05/20/2009 | Claimant(s): Vivian Stirpe
Claimant Lawyers(s): Vivian D. Stirpe
Respondent(s): Rafael Golan
Respondent Lawyers(s): Hartley T. Bernstein
Arbitrator(s): Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
| | $88 |
| 08-00003 | 05/19/2009 | Claimant(s): Irene Ng
Claimant Lawyers(s): Anthony M. Abraham
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Scott Clark
Respondent Lawyers(s): Julianne L. Peck, Ronald C. Minkoff
Arbitrator(s): Lucienne Carasso Bulow, Frank Irizarry, Bruce K. Isenberg
Hearing Site: New York, NY
| | |
| 09-01732 | 05/19/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Michael J. DiMattia
Respondent(s): Jeremy Donefer, John Pasacreta, John Rotando, Jordan Samelson, Morgan Stanley & Co.
Respondent Lawyers(s): John Greco, Philip J. Campisi
Arbitrator(s): Barbara J. Glenns, Melvin S. Slade, Aaron Tyk
Hearing Site: New York, NY
| | |
| 08-01656 | 05/19/2009 | Claimant(s): Barry Liben
Claimant Lawyers(s): Michael J. Sullivan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Christopher M. Burky
Arbitrator(s): Charles L. Prothero, Douglas John Baumann, Robert Philip Mather
Hearing Site: Newark, NJ
| | $16,205 |
