08-03031 | 05/21/2009 | Claimant(s): Andrew Tressler, Anthony Graziano, Derek Rehill, Todd Aitken, NoCoa Corporation Claimant Lawyers(s): Andrew Jonathan Tressler Respondent(s): Carl Giangrande Respondent Lawyers(s): Carl Anthony Giangrande Arbitrator(s): Robert Pincus Hearing Site: New York, NY
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08-04998 | 05/21/2009 | Claimant(s): Eric Rosenfeld Claimant Lawyers(s): Eric R Rosenfeld Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY
| | $6,016 |
08-00449 | 05/20/2009 | Claimant(s): Gordon Levey Claimant Lawyers(s): Michael Schwartzberg Respondent(s): Barret Naylor, Douglas Lowey, Brownstone Investment Group Respondent Lawyers(s): Eric B. Fisher, Michael H. Ference Arbitrator(s): Hugh N. Fryer, Peter A. Goldman, Michael F. Spellman Hearing Site: New York, NY
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08-02821 | 05/20/2009 | Claimant(s): Shukri Dayeh Claimant Lawyers(s): George S. Mehallow Respondent(s): M & T Securities. Respondent Lawyers(s): Sean D. Ronan Arbitrator(s): Kathleen Hoey Gorr Hearing Site: Rochester, NY
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08-01002 | 05/20/2009 | Claimant(s): The Estate of Mary A. Musil Claimant Lawyers(s): Richard A. Kutche Respondent(s): Wachovia Securities, A.G. Edwards & Sons., Prudential Equity Group Respondent Lawyers(s): James C. Browning, Kenneth Fuchs Arbitrator(s): Dean J. Dietrich Hearing Site: San Francisco, CA
| | $36,717 |
08-04510 | 05/20/2009 | Claimant(s): Erica Woodard Claimant Lawyers(s): Erica Woodard Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Terrance A. Bostic Arbitrator(s): Nancy J. Cliff Hearing Site: Miami, FL
| | $0 |
08-04683 | 05/20/2009 | Claimant(s): Vivian Stirpe Claimant Lawyers(s): Vivian D. Stirpe Respondent(s): Rafael Golan Respondent Lawyers(s): Hartley T. Bernstein Arbitrator(s): Ellen J. Abrams Hearing Site: Ft. Lauderdale, FL
| | $88 |
08-00003 | 05/19/2009 | Claimant(s): Irene Ng Claimant Lawyers(s): Anthony M. Abraham Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Scott Clark Respondent Lawyers(s): Julianne L. Peck, Ronald C. Minkoff Arbitrator(s): Lucienne Carasso Bulow, Frank Irizarry, Bruce K. Isenberg Hearing Site: New York, NY
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09-01732 | 05/19/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Michael J. DiMattia Respondent(s): Jeremy Donefer, John Pasacreta, John Rotando, Jordan Samelson, Morgan Stanley & Co. Respondent Lawyers(s): John Greco, Philip J. Campisi Arbitrator(s): Barbara J. Glenns, Melvin S. Slade, Aaron Tyk Hearing Site: New York, NY
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08-01656 | 05/19/2009 | Claimant(s): Barry Liben Claimant Lawyers(s): Michael J. Sullivan Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Christopher M. Burky Arbitrator(s): Charles L. Prothero, Douglas John Baumann, Robert Philip Mather Hearing Site: Newark, NJ
| | $16,205 |