| 07-01027 | 12/21/2007 | Claimant(s): Margaret Welch
Claimant Lawyers(s): Margaret Ann Welch
Respondent(s): Morgan Stanley DW Inc., Robert Glover
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Charles R. Tindell, William H. Fleece, Elwood Henry Weilage
Hearing Site: Orlando, FL
|  | $0 |
| 06-03985 | 12/07/2007 | Claimant(s): Edward Steves
Claimant Lawyers(s): Edward L. Steves
Respondent(s): Chad Curtis
Respondent Lawyers(s): Chad Austin Curtis
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
| | $3,103 |
| 06-05145 | 11/16/2007 | Claimant(s): Catherine Henderson
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Suntrust Securities.
Respondent Lawyers(s): Richard H. Bergman
Arbitrator(s): V. Michael Pabalis, Michael D. Walsh, Lauren S. Puritz
Hearing Site: Orlando, FL
| | $43,703 |
| 06-02623 | 11/14/2007 | Claimant(s): Richard D.Riordan and Rita M. Riordan
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Mark Donohue, American Municipal Securities.
Respondent Lawyers(s): Robert Persante
Arbitrator(s): Lewis W. Slaughter, Arthur L. Sirkin, Benjamin L. Abramowitz
Hearing Site: Orlando, FL
| | Stipulated Award and Expungement |
| 07-02086 | 10/22/2007 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Carrie L. Chelko
Respondent(s): Bruce Paura
Respondent Lawyers(s): Bruce J. Paura
Arbitrator(s): Gregory L. Hess
Hearing Site: Orlando, FL
| | |
| 07-00175 | 09/07/2007 | Claimant(s): Edgar Barron
Claimant Lawyers(s): K. Michael Swann
Respondent(s): Colonial Brokerage.
Respondent Lawyers(s): Stanley E. Graham
Arbitrator(s): Robert L. Hudson, Michael D. Walsh, Joseph John Mantione
Hearing Site: Orlando, FL
| | |
| 06-04813 | 08/16/2007 | Claimant(s): Alan Chepenik, David Benoit
Claimant Lawyers(s): Terrance A. Bostic
Respondent(s): John Lang
Respondent Lawyers(s): Bruce Oakes
Arbitrator(s): Susan Jefferbaum Beck, Bernard Hornick, Cheryl W. Gitlin
Hearing Site: Orlando, FL
| | Expungement |
| 07-00371 | 08/09/2007 | Claimant(s): Jeffrey Laughren
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Joseph Stevens & Company.
Respondent Lawyers(s): Eric S. Hutner
Arbitrator(s): Arthur J. Leibell
Hearing Site: Orlando, FL
| | $0 |
