| 16-00082 | 09/27/2016 | Claimant(s): Georgia Kraemer
Claimant Lawyers(s): William B. Young
Respondent(s): SII Investments.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Robert G. Bannon
Hearing Site: Orlando, FL
|  | $19,909 |
| 15-03351 | 09/01/2016 | Claimant(s): Bryson Tyler Macchione
Claimant Lawyers(s): Bryson Tyler Macchione
Respondent(s): Christopher Perrott, Perrott, Mather & Gilday.
Respondent Lawyers(s): Christopher J. Perrott
Arbitrator(s): Robert H. Nelson, Daniel P. Lund, Kenrick Albert Pratt
Hearing Site: Orlando, FL
| | |
| 14-01088 | 08/01/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Bruce Lewitas, Joseph Vallo
Respondent(s): Dale Cebert
Respondent Lawyers(s): Peter B. King
Arbitrator(s):
Hearing Site: Orlando, FL
| | |
| 16-00781 | 07/26/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Pedro Marrero Astacio
Respondent Lawyers(s): Pedro J. Marrero Astacio
Arbitrator(s): Daniel P. Lund
Hearing Site: Orlando, FL
| | |
| 11-01629 | 07/25/2016 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Lee Bloom, Richard Dwyer
Respondent Lawyers(s): Rogge Dunn
Arbitrator(s): John P. Cullem, Frank William Savino, A.J. Seier
Hearing Site: Orlando, FL
| | |
| 16-00136 | 06/20/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): Jay Sutherland
Respondent Lawyers(s): Jay Steven Sutherland
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
| | |
| 15-02049 | 05/27/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Jay Eurich
Respondent Lawyers(s): Jay Todd Eurich
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | |
| 14-00929 | 05/17/2016 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Chadwick Hargis
Respondent Lawyers(s): Chadwick Lynn Hargis
Arbitrator(s): Mark R. Topper
Hearing Site: Orlando, FL
| | |
| 15-00824 | 05/05/2016 | Claimant(s): Gregory Scott Cahill and Joan F. Cahill
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Thomas Joseph Atkinson, Margaret R. Hoyt, Rose Erika Kennedy
Hearing Site: Orlando, FL
| | $0 |
| 15-02493 | 04/18/2016 | Claimant(s): Edward McDonough
Claimant Lawyers(s): Edward Aloysius McDonough
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Robert J. Walter, Lori Beth Kamen, John Briggs
Hearing Site: Orlando, FL
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