Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00026 | 11/24/2020 | Claimant(s): Joseph Biondolillo Claimant Lawyers(s): Scott Holcomb Respondent(s): J.P. Turner & Company, L.L.C., vFinance Investments Respondent Lawyers(s): David Feldstein, Emily A. Hayes Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | ||
| 19-01685 | 11/20/2020 | Claimant(s): Harry Datys Claimant Lawyers(s): Harry S. Datys Respondent(s): Westpark Capital. Respondent Lawyers(s): Nicholas Tocco Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | ||
| 20-00935 | 11/20/2020 | Claimant(s): Elliot Sherer Claimant Lawyers(s): Irwin Weltz Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Timothy Treble Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY | ||
| 20-01360 | 11/19/2020 | Claimant(s): Coastal Equities. Claimant Lawyers(s): Francis Skinner Respondent(s): Dudley Stephens Respondent Lawyers(s): Dudley Frankiln Stephens Arbitrator(s): Denise L. Quarles Hearing Site: New York, NY | ||
| 20-00145 | 11/18/2020 | Claimant(s): Warren Rivetz Claimant Lawyers(s): Amy Beth Bard Respondent(s): Morgan Stanley, Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff, Joseph A. Sack Arbitrator(s): Eugene G. P. Byrne Hearing Site: New York, NY | ||
| 20-00682 | 11/18/2020 | Claimant(s): Eran Grumberg Claimant Lawyers(s): Laurence Moy Respondent(s): Lord Abbett Distributor LLC Respondent Lawyers(s): Brian S. Kaplan Arbitrator(s): Noah Jonathan Hanft Hearing Site: New York, NY | ||
| 20-01197 | 11/18/2020 | Claimant(s): Michael Schwartz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Josian Antoine Hearing Site: New York, NY | ||
| 20-00051 | 11/13/2020 | Claimant(s): Ryan Ackerhalt Claimant Lawyers(s): Tosh D Grebenik Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): David S. Billet Hearing Site: New York, NY | ||
| 19-00513 | 11/13/2020 | Claimant(s): Donna Nicosia Claimant Lawyers(s): Adam J. Gana Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Aubrey Lees, Betty Chen, Ariel Aminov Hearing Site: New York, NY |  | Settlement |
| 20-01052 | 11/12/2020 | Claimant(s): Elliot Sherer Claimant Lawyers(s): Irwin Weltz Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Timothy Treble Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY |