| 19-00675 | 04/26/2022 | Claimant(s): George Fayezishk
Claimant Lawyers(s): Brian Heller. Esq
Respondent(s): Richard Simonetti, New York Life Insurance Company
Respondent Lawyers(s): Steven D. Hurd
Arbitrator(s): Cheryl H. Agris, Andrew M. Schmertz, Howard Alan Grinsberg
Hearing Site: New York, NY
| | |
| 21-01801 | 04/22/2022 | Claimant(s): Richard Eller
Claimant Lawyers(s): Brian Luther
Respondent(s): Securities America.
Respondent Lawyers(s): James B. Noblett
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
| | |
| 20-02532 | 04/22/2022 | Claimant(s): Jonathan Reich
Claimant Lawyers(s): Jonathan Reich
Respondent(s): Robinhood Financial, Robinhood Securities
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Rory M. McLaughlin
Hearing Site: New York, NY
|  | Dismissed by Rule 12212 |
| 20-03345 | 04/22/2022 | Claimant(s): Beate Regenauer
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Terrance J. Nolan, Frank Joseph Clemens, Stephen T Schreiber
Hearing Site: New York, NY
| | Expungement |
| 21-02415 | 04/20/2022 | Claimant(s): Stephen Giannantonio
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Aegis Capital Corp., Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Charles Smulevitz, Kevin Meade
Arbitrator(s): Clive I. Morrick
Hearing Site: New York, NY
| | |
| 21-02522 | 04/19/2022 | Claimant(s): Ayobande Omomo
Claimant Lawyers(s): James P. Galvin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Lorrie E Whitfield, Abigail R. Levy, Louis M. Lagalante
Hearing Site: New York, NY
| | |
| 21-03023 | 04/18/2022 | Claimant(s): Mark Kravietz
Claimant Lawyers(s): David I. Hantman
Respondent(s): Hightower Securities
Respondent Lawyers(s): Paul H.R. Wascher
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
| | |
| 20-03090 | 04/18/2022 | Claimant(s): Edmund Ippolito
Claimant Lawyers(s): Edmund Ippolito
Respondent(s): Edward Jones
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Mary P. Bass, Joseph H. Einstein, Michael David Blechman
Hearing Site: New York, NY
| | Expungement |
| 21-02092 | 04/14/2022 | Claimant(s): Anthony Salerno
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
| | |
| 21-02134 | 04/14/2022 | Claimant(s): Timothy Lyons
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): JPMSI
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
