| 04-05847 | 11/21/2007 | Claimant(s): Gus Kyrkostas and Julie Kyrkostas
Claimant Lawyers(s): Richard M. Roth
Respondent(s): Harry Kroft, Harvey Permutt, UBS Financial Services Inc., Morgan Stanley DW Inc., Richard Jenkin, Stratis Zaferiou, Theo Zaferiou
Respondent Lawyers(s): Marianne Yen, Noah Weissman
Arbitrator(s): Christal J. Henner, Gary W. Sherbell, Cynthia A. DiMarco
Hearing Site: New York, NY
|  | Stipulated Award and Expungement |
| 05-03923 | 11/21/2007 | Claimant(s): Ronald and Donna Lapera
Claimant Lawyers(s): Charles C. Hunter
Respondent(s): Citigroup Global Markets., Keith Silver, Thomas Locastro
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Dennis C. Meyerson, Selma Moy, John J. Duval
Hearing Site: New York, NY
| | $0 |
| 07-01773 | 11/20/2007 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Randle B. Carpenter
Respondent(s): Jorge Ferreira
Respondent Lawyers(s): Jorge C. Ferreira
Arbitrator(s): Berton Seltzberg
Hearing Site: New York, NY
| | |
| 06-00492 | 11/19/2007 | Claimant(s): Austin, Hatch & Smith
Claimant Lawyers(s): John E. MacDonald
Respondent(s): Elizabeth Jones, Susan Simon
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Marilyn J. Salzman, Alan R. Sloate, Sheila D. Collins
Hearing Site: New York, NY
| | |
| 06-04797 | 11/19/2007 | Claimant(s): Thomas Quigley
Claimant Lawyers(s): Oren Giskan
Respondent(s): BNY Brokerage LLC
Respondent Lawyers(s): Robert Piliero
Arbitrator(s): Eugene M. Kaufman, Diane Ciccone, Daniel P. Lund
Hearing Site: New York, NY
| | |
| 07-00924 | 11/19/2007 | Claimant(s): The Frank Family Limited Partnership
Claimant Lawyers(s): Steven Frank
Respondent(s): Young, Stovall and Company
Respondent Lawyers(s): Maria Flynn, Senior Vice President
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
| | $9,337 |
| 07-01462 | 11/16/2007 | Claimant(s): Pointe Capital.
Claimant Lawyers(s): Daniel R Levene
Respondent(s): Craig Redding
Respondent Lawyers(s): Craig Steven Redding
Arbitrator(s): Matthew Loguercio
Hearing Site: New York, NY
| | |
| 03-03218 | 11/15/2007 | Claimant(s): Anthony Toran
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Anthony Toran Jr., Prudential Equity Group
Respondent Lawyers(s): Christopher Lewis, Stephen B. Wexler
Arbitrator(s): Marion Yuen, Mitchell Jay Bayer, Ellen R. Badinelli
Hearing Site: New York, NY
| | |
| 06-03218 | 11/15/2007 | Claimant(s): Miller Tabak + Co..
Claimant Lawyers(s): Robert P. Bramnik
Respondent(s): Israel A. Englander & Co..
Respondent Lawyers(s): Jeffrey I. Wasserman
Arbitrator(s): Charles L. Henderson, Joshua Mark Zucker, Howard L. Haykin
Hearing Site: New York, NY
| | |
| 06-05077 | 11/15/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin A. Rowin
Respondent(s): Stanislav Tolstunov
Respondent Lawyers(s): Stanislav Tolstunov
Arbitrator(s): Stewart E. Winner, Brian S. Hamburger, Henry Maringer
Hearing Site: New York, NY
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