| 08-04392 | 12/29/2009 | Claimant(s): Peter J. DaPuzzo and Jane DaPuzzo
Claimant Lawyers(s): Steven B. Feigenbaum
Respondent(s): Robert Myers
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Donald J. Rasweiler, Barry Feiden, George W. Fehling
Hearing Site: New York, NY
|  | $0 |
| 09-04426 | 12/28/2009 | Claimant(s): Charles Matisi
Claimant Lawyers(s): Charles Matisi
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
| | $163 |
| 08-02537 | 12/23/2009 | Claimant(s): Frank Owens
Claimant Lawyers(s): Lainie E. Cohen
Respondent(s): Linda Barriger, Barriger & Barriger Incorporated
Respondent Lawyers(s): Richard A. Kirby
Arbitrator(s): Jeanne C. Miller, Irene C. Warshauer, Daniel F. Morrissey
Hearing Site: New York, NY
| | $430,800 |
| 07-01400 | 12/22/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Wachovia Securities, Jason Siegel
Respondent Lawyers(s): David L. Ward
Arbitrator(s): William J. Crowe, Gerry E. Feinberg, Aubrey Lees
Hearing Site: New York, NY
| | |
| 09-03899 | 12/22/2009 | Claimant(s): Justin Sterling
Claimant Lawyers(s): Justin H. Sterling
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Diane R. Cohen
Hearing Site: New York, NY
| | $14,759 |
| 09-04137 | 12/22/2009 | Claimant(s): Spruce Cliff Investments Ltd.
Claimant Lawyers(s): Brian Gracey
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Catherine C. Luth
Arbitrator(s): Eric P. Nachman
Hearing Site: New York, NY
| | $25,425 |
| 08-04263 | 12/21/2009 | Claimant(s): Richard Berman and Dorothy Berman
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Bear, Stearns & Co..
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Ronald F. Rosner, Howard Weitz, Alice Holly Oshins
Hearing Site: New York, NY
| | $0 |
| 09-01153 | 12/21/2009 | Claimant(s): Sandra Valentin
Claimant Lawyers(s): Joseph Cinquemani
Respondent(s): Chase Investment Services Corp., Jorge Torres, Yoseph Atwell
Respondent Lawyers(s): Edward J. McNamara
Arbitrator(s): Kenneth M. Felder
Hearing Site: New York, NY
| | $213 |
| 08-02036 | 12/18/2009 | Claimant(s): Victoria Hyman
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Daniel Ondeck, Nicholas Diavatis, Steven Hyman, Friedman, Billings, Ramsey & Co..
Respondent Lawyers(s): Edward J. Bennett, Steven Hyman
Arbitrator(s): Alun Hywel Jones, Martin H. Zern, Nino Armienti
Hearing Site: New York, NY
| | $0 |
| 08-04632 | 12/17/2009 | Claimant(s): Arjent Services, Arjent US
Claimant Lawyers(s): James H. Freeman
Respondent(s): Tejash Brahmbhatt
Respondent Lawyers(s): Tejash Brahmbhatt
Arbitrator(s): Hugh N. Fryer, Michael C. Farkas, Richard Lee Mansdoerfer
Hearing Site: New York, NY
| | |
