| 14-00711 | 02/12/2015 | Claimant(s): Adam Fetterman, Sean Fetterman
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Bevery Jo Slaughter
Arbitrator(s): Elena G. Rodriguez, Kimberly A. Gilmour, Brian Darryl Buckstein
Hearing Site: Boca Raton, FL
| | |
| 13-03186 | 12/30/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Robert Nagy
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Kimberly A. Gilmour, John E. Sutton, Bernice Leah Stander
Hearing Site: Boca Raton, FL
| | |
| 14-00630 | 12/23/2014 | Claimant(s): Howard Kobrin
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Steven M. Greenbaum, Marc T. Danon, Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | |
| 14-00581 | 12/05/2014 | Claimant(s): Ralph Rubin, Terry Rubin, Trustee of Doris Goodman
Claimant Lawyers(s): Todd A Zuckerbrod
Respondent(s): PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Kimberly A. Gilmour, Joel F. Martineau, James Chris Mills
Hearing Site: Boca Raton, FL
|  | $0 |
| 13-00468 | 11/13/2014 | Claimant(s): Melechdavid.
Claimant Lawyers(s): Joseph N. Paykin
Respondent(s): Harry Charalambos, Maria Robles, Ramnarain Jaigobind, Robert Eide, Aegis Capital Corp.
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Steven Gerard Goerke, Kimberly A. Gilmour, Norman E. Heyman
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-02234 | 10/27/2014 | Claimant(s): Gary Henderson
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Andrew Froman
Arbitrator(s): Kimberly A. Gilmour, Steven E. Eisenberg, Alisa Matire
Hearing Site: Boca Raton, FL
| | |
| 13-02618 | 10/15/2014 | Claimant(s): Ofelia Casillas IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-00506 | 06/16/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Stephen Ridgely
Respondent Lawyers(s): Stephen Eldridge Ridgely
Arbitrator(s): Steven R. Reininger, Kimberly A. Gilmour, Sandra J. Bakalus
Hearing Site: Boca Raton, FL
| | |
| 12-01581 | 02/26/2014 | Claimant(s): Robert Hile, Robert W. Hile, as a JTWROS w/ C.L. Hile
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Karen Z. Fischer, Gerald Silverman, Kimberly A. Gilmour
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 12-04256 | 06/10/2013 | Claimant(s): Richard Clawges
Claimant Lawyers(s): David Neuman
Respondent(s): Raymond Filorimo, Intervest International Equities Corp
Respondent Lawyers(s): Lloyd R. Schwed
Arbitrator(s): A. George Saks, Kimberly A. Gilmour, Robin Shenkin-Tepper
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206 |
