| 17-01083 | 10/30/2017 | Claimant(s): Iris Tatro
Claimant Lawyers(s): Iris Tatro
Respondent(s): Michael Shea, Vision
Respondent Lawyers(s): David E. Achzet, Michael Daniel Shea
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
|  | $14,754 |
| 15-03409 | 09/01/2017 | Claimant(s): Paul Marcus
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Edward Banian, Michael M. Hachigian, Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | |
| 14-01424 | 05/17/2017 | Claimant(s): Roger Donenfeld, Roger F. Donenfeld IRA
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Daniel Terpak, National Securities Corporation, Melvin Stoutenburg, Mohammed Sheikh
Respondent Lawyers(s): Michael P. Gilmore, Randall C. Place
Arbitrator(s): Michael M. Hachigian, Robert E. Jenks, Madina C. Boland
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-00215 | 02/06/2017 | Claimant(s): Richard Strang
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Robert Marks
Respondent Lawyers(s): Kevin J. Werner
Arbitrator(s): James A. Sigler, Mark S. Priver, Michael M. Hachigian
Hearing Site: Los Angeles, CA
| | $29,920 |
| 16-00525 | 07/22/2016 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Noyeg Arkoian
Respondent Lawyers(s): Noyeg W. Arkoian
Arbitrator(s): Michael M. Hachigian
Hearing Site: Las Vegas, NV
| | |
| 16-00641 | 07/14/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E Murtagh
Respondent(s): Jesse Smith
Respondent Lawyers(s): Jesse Derek Smith
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
| | |
| 15-02838 | 06/27/2016 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Lori Rudow
Respondent Lawyers(s): Lori Diane Rudow
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
| | |
| 10-00540 | 10/21/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kirstin E. Muller
Respondent(s): Wedbush Securities Inc., Michael Hornkohl, Robert Brown
Respondent Lawyers(s): John Stenson
Arbitrator(s): David J. Romanski, Vincent J. Natoli, Michael M. Hachigian
Hearing Site: Los Angeles, CA
| | |
| 09-04414 | 04/10/2013 | Claimant(s): Jeffrey Franklin, The Jeff Franklin IRA, Moose Productions Inc. DBPP DTD 1/2/03, Moose Productions. PSP DTD 1/23/84
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Devin A. Donohue
Arbitrator(s): Michael M. Hachigian, Ralph B. Perry, Paul H. White
Hearing Site: Los Angeles, CA
| | $0 |
| 12-00012 | 07/23/2012 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Wayne Wolf
Respondent Lawyers(s): Wayne Edward Wolf
Arbitrator(s): Michael M. Hachigian
Hearing Site: Las Vegas, NV
| | |
