| 20-02589 | 03/19/2021 | Claimant(s): Ritchy Scoggin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
| | |
| 20-01019 | 02/24/2021 | Claimant(s): Henry Stern as Trustee
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Leslie L. Cooney, Paul J. Burkhart, Margo Denise Wright
Hearing Site: Boca Raton, FL
|  | Expungement |
| 20-00942 | 11/17/2020 | Claimant(s): Gregory Schaff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services, Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy, Nuviah Shirazi
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
| | |
| 20-00031 | 10/02/2020 | Claimant(s): Christopher Walker
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services, UBS Financial Services Inc.
Respondent Lawyers(s): Nuviah Shirazi, Omar Perez
Arbitrator(s): Philip J. Glick
Hearing Site: Kansas City, MO
| | |
| 19-03247 | 06/16/2020 | Claimant(s): Michele Kief
Claimant Lawyers(s): Nisha S. Wright
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Will Murphy, Sandra J. Bakalus, Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | |
| 17-02896 | 08/06/2019 | Claimant(s): Edward Brucker, Eugene E. Brucker Revocable Trust DTD
Claimant Lawyers(s): Glenn E. Davis
Respondent(s): David Mesker, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Robert J. Gryzmala, James M. Stern, Kim L. Kirn
Hearing Site: St. Louis, MO
| | $170,379 |
| 18-03548 | 07/23/2019 | Claimant(s): Andrew Kevlahan
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services, Josephthal & Co..
Respondent Lawyers(s): John T. McGuire, Nuviah Shirazi
Arbitrator(s): Marvin L. Schuldiner
Hearing Site: Newark, NJ
| | |
| 18-03458 | 06/13/2019 | Claimant(s): Robert Robbins
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Nuviah Shirazi
Arbitrator(s): Robert S. Hark
Hearing Site: Manchester, NH
| | |
| 18-03459 | 05/14/2019 | Claimant(s): Scott Kurkjian
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Chicago, IL
| | |
| 16-02302 | 11/23/2018 | Claimant(s): Brandon Gold, Brittany Gold, Nicole Gold, Sandra Gold
Claimant Lawyers(s): Ari Feldman
Respondent(s): Wells Fargo Advisors, Jeffrey Doud, Jeffrey Forche, John Conlisk
Respondent Lawyers(s): John Steven Conlisk, Nuviah Shirazi
Arbitrator(s): James A. Blalock, Peter A. Goldman, Bernard Lieberman
Hearing Site: New York, NY
| | Expungement |
