| 15-02946 | 08/18/2016 | Claimant(s): Southeast Investments, N.C..
Claimant Lawyers(s): Frank H. Black
Respondent(s): Craig Sorenson, Troy West
Respondent Lawyers(s): David von Gunten, Paul R. McMenamin
Arbitrator(s): Steven Meyrich, Charles G. Michaels, Melissa Dawn Hubbard
Hearing Site: Denver, CO
| | |
| 15-02021 | 07/07/2016 | Claimant(s): Florence Natelson
Claimant Lawyers(s): Frank W. Visciano
Respondent(s): William Hennion, Hennion & Walsh.
Respondent Lawyers(s): Richard C. Szuch, Stefanie M. Wayco
Arbitrator(s): Steven Meyrich, Charles G. Michaels, Marilyn R. Lewis
Hearing Site: Denver, CO
|  | $155,935 |
| 13-02444 | 10/29/2015 | Claimant(s): Art Cordova, ADC Revocable Living Trust, ADC LTD NM
Claimant Lawyers(s): Royal B. Lea
Respondent(s): Brian Gilroy, Roger Festor, DBA The Delta Company a/k/a The Sonterra, Nakoma Interests, Syndicapital LLC, Nakoma Petroleum, Zeppelinn Energy, Bakken Shale Big Sky Joint Venture #2, Eagle Ford-Austin Chalk Joint Venture, Montana Bakken Shale Joint Venture, North Big Foot Joint Venture, North Big Foot Offset Joint Venture
Respondent Lawyers(s): Michael Firestein
Arbitrator(s): Steven Meyrich, David L. Erickson, Robert H. Ottesen
Hearing Site: Albuquerque, NM
| | $1,684,390 |
| 14-01815 | 09/28/2015 | Claimant(s): Carl Jensen, Sidmar, Washington Park Office Center 13
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Presidential Brokerage.
Respondent Lawyers(s): Stuart N. Bennett
Arbitrator(s): Steven Meyrich, Thomas R. Bromberg, Henry Eric Peitz
Hearing Site: Denver, CO
| | $654,100 |
| 12-03079 | 05/22/2015 | Claimant(s): Marian Sanders
Claimant Lawyers(s): Phillip S. Wong
Respondent(s): Adam Ohair, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Martin Mandel, Steven Meyrich, Ford H. Wheatley
Hearing Site: Denver, CO
| | Expungement |
| 14-00830 | 03/16/2015 | Claimant(s): Brian Gurinsky
Claimant Lawyers(s): Paul Vorndran
Respondent(s): Pershing LLC, Shareholders Service Group.
Respondent Lawyers(s): Daniel F. Shea, Jeffrey S. Kob
Arbitrator(s): William F. Skewes, Steven Meyrich, Stephen Kirk Ingebretsen
Hearing Site: Denver, CO
| | $0 |
| 13-02600 | 04/02/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Brian Merrigan
Respondent Lawyers(s): Brian Merrigan
Arbitrator(s): Steven Meyrich
Hearing Site: Denver, CO
| | |
| 13-00995 | 02/13/2014 | Claimant(s): Francis Carrington
Claimant Lawyers(s): Charles M. Poplstein
Respondent(s): Janus Capital Group., Janus Distributors
Respondent Lawyers(s): John V. McDermott
Arbitrator(s): Joseph M. Costello, Steven Meyrich, Mary C. Davis
Hearing Site: Denver, CO
| | |
| 11-04366 | 07/26/2013 | Claimant(s): Marcia Steinmann
Claimant Lawyers(s): Jeffrey D. Pederson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Polina M. Dostalik
Arbitrator(s): Steven Meyrich
Hearing Site: Denver, CO
| | Expungement |
| 12-00589 | 11/28/2012 | Claimant(s): Steven Hirschfeld
Claimant Lawyers(s): Steven C. Hirschfeld
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Christian J. Rowley
Arbitrator(s): Steven Meyrich, Otto K. Hilbert, Knute Arthur Rife
Hearing Site: Salt Lake City, UT
| | |
