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FINRA Awards for Newark, NJ

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Displaying 11-20 out of 666 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0357110/05/2020Claimant(s): Aaron Griswold
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson Terrell
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
20-0113309/25/2020Claimant(s): Bruce Linger
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
20-0042309/23/2020Claimant(s): Sylvester Knox
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Union Brokerage Services.
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
19-0318909/21/2020Claimant(s): Stephen Kowalski
Claimant Lawyers(s): Jennifer Woods Burke
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E Niknam
Arbitrator(s): Michael H DuBoff
Hearing Site: Newark, NJ
20-0062309/18/2020Claimant(s): John Wallace
Claimant Lawyers(s): Mitra Niknam
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
20-0196809/18/2020Claimant(s): Jeffrey Alecci
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
19-0328808/13/2020Claimant(s): Michael Greenstone
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Martin R. Cramer
Hearing Site: Newark, NJ
20-0071208/13/2020Claimant(s): Christopher Scalese
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James Noblett
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
19-0373108/04/2020Claimant(s): Abbas Elcheikhali
Claimant Lawyers(s): Stephen M. Sammarro
Respondent(s): SogoTrade.
Respondent Lawyers(s): Robert J. Benbenek
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
Checkmark Icon$51,890
19-0188007/24/2020Claimant(s): Matthew Lane
Claimant Lawyers(s): Paul E. Minnefor
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Robert E. Anderson, Jay Alan Kranis, Richard Gaspare Dragotta
Hearing Site: Newark, NJ

666 Results

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