FINRA Awards for National Securities Corporation

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 81-90 out of 149 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-03020	05/26/2020	Claimant(s): Adam Figueroa Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
19-02228	03/31/2020	Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh D Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily Hayes Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
19-02656	03/24/2020	Claimant(s): Carter Mansbach Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): David P. Slater Hearing Site: Boca Raton, FL
19-01605	03/20/2020	Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, Chase Investment Services Corp. Respondent Lawyers(s): Fred N. Knopf, Thomas J. Cahill Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY
18-03369	03/16/2020	Claimant(s): Thomas Mayberry Claimant Lawyers(s): Daniel D'Costa Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): John B. Orenstein, Steven M. Bialick, Lindsay Keller Hearing Site: Minneapolis, MN		$0
19-02414	03/11/2020	Claimant(s): Mark Gassoso Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY
19-00879	12/13/2019	Claimant(s): Jay Shah Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY
19-00130	11/13/2019	Claimant(s): Joseph Glodek Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, William Scott & Co. L.L.C. Respondent Lawyers(s): Fred N. Knopf, Robert C. Hess Arbitrator(s): Veronica Ann Williams Hearing Site: Newark, NJ
19-00300	10/29/2019	Claimant(s): James Mariani Claimant Lawyers(s): Tosh D. Grebenik, Respondent(s): National Securities Corporation, First Montauk Securities Corp. Respondent Lawyers(s): Fred N. Knopf, Robert I. Rabinowitz Arbitrator(s): Arthur M. Handler Hearing Site: New York, NY
16-03665	09/13/2019	Claimant(s): Gerald Sharpe Claimant Lawyers(s): John E. Lawlor Respondent(s): David Levine, David Rich, Glenn Worman, National Securities Corporation, Robert Fagenson Respondent Lawyers(s): Richard Roth Arbitrator(s): Robert J. McDonnell, Marvin L. Schuldiner, Paul G. Garjian Hearing Site: Newark, NJ