| 18-00054 | 06/15/2020 | Claimant(s): Luciano Borgia
Claimant Lawyers(s): Luciano Borgia
Respondent(s): National Securities Corporation, Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky, Sara Soto
Arbitrator(s): Thomas W. Allen, John Joseph Long, Charles J Goldman
Hearing Site: Boca Raton, FL
|  | $0 |
| 19-03019 | 06/08/2020 | Claimant(s): Felippe Alves
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation, John Thomas Financial, Joseph Stevens & Co..
Respondent Lawyers(s): Emily A. Hayes, Fabio Migliaccio, Maria Cummings
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
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| 18-04203 | 06/04/2020 | Claimant(s): Rick McKinney, RDRJ
Claimant Lawyers(s): Joseph H. Bocock
Respondent(s): National Securities Corporation, Stuart Updegrove
Respondent Lawyers(s): Fred Knopf
Arbitrator(s): James A. Parker, Stephen James Cavanaugh, G. Dennis Sheehan
Hearing Site: Houston, TX
| | $0 |
| 19-03020 | 05/26/2020 | Claimant(s): Adam Figueroa
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
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| 19-02228 | 03/31/2020 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily Hayes
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 19-02656 | 03/24/2020 | Claimant(s): Carter Mansbach
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
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| 19-01605 | 03/20/2020 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, Chase Investment Services Corp.
Respondent Lawyers(s): Fred N. Knopf, Thomas J. Cahill
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
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| 18-03369 | 03/16/2020 | Claimant(s): Thomas Mayberry
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): John B. Orenstein, Steven M. Bialick, Lindsay Keller
Hearing Site: Minneapolis, MN
| | $0 |
| 19-02414 | 03/11/2020 | Claimant(s): Mark Gassoso
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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| 19-00879 | 12/13/2019 | Claimant(s): Jay Shah
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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