FINRA Awards for National Securities Corporation

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 21-30 out of 149 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-00220	10/10/2023	Claimant(s): David Hua Claimant Lawyers(s): Seth N. Bursky Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Jill Pilgrim, Leslie Conason, Lorraine Diane Mandel Hearing Site: New York, NY
22-02697	10/06/2023	Claimant(s): Edward Deicke Claimant Lawyers(s): Kurt Kalberer Respondent(s): National Securities Corporation, Prudential Equity Group Respondent Lawyers(s): Emily A. Hayes, Jennifer E. Novoselsky Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY
23-00222	10/05/2023	Claimant(s): Eric Rapczyk Claimant Lawyers(s): Seth N. Bursky Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily Hayes Arbitrator(s): Matthew Fernandez Konigsberg, A. Rene Hollyer, Andrew Brindle Hearing Site: New York, NY
23-00221	09/28/2023	Claimant(s): Eric Rapczyk Claimant Lawyers(s): Craig Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Joan Maxine Secofsky, Brian Ken Kawakami, Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY
23-00219	09/22/2023	Claimant(s): Joseph Gileno Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Jill Pilgrim, Adam B. Lass, Elena Fast Hearing Site: New York, NY
23-00237	08/18/2023	Claimant(s): Christopher Ortiz Claimant Lawyers(s): Seth N. Bursky Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Madelyn A. Levy, Jeanne M. Keefe, Denise Sagua Hearing Site: New York, NY
22-00041	06/15/2023	Claimant(s): James Devary Claimant Lawyers(s): Orit Goldring Respondent(s): National Securities Corporation, Forte Capital Group. Respondent Lawyers(s): Seth N. Bursky, Steven E. Mellen Arbitrator(s): Louis M. Parker, Marcia A. Herrmann, Renee Bryna Gerstman Hearing Site: Phoenix, AZ
22-00821	06/08/2023	Claimant(s): William Braun Claimant Lawyers(s): Zachary Morse Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Louis David Huss Hearing Site: Boca Raton, FL
22-02290	06/02/2023	Claimant(s): Scott Fessler Claimant Lawyers(s): Scott Darren Fessler Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Vicki Z. Holleman, Karen Isabel Bedrosian - Richardson, Miriam Goode Hearing Site: New York, NY
22-02477	06/02/2023	Claimant(s): David Morgan Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Annamaria Boccia Smith, Maria Barry, John Lawniczak Hearing Site: New York, NY