| 07-03259 | 05/01/2009 | Claimant(s): Estate of Sarah E. Faulk
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): George Wood, Morgan Keegan & Company., Todd Parsons, Woodley Bagwell, Synovus Securities.
Respondent Lawyers(s): Charles B. Paterson, Richard J. Davis, Shea O'Brien Hicks
Arbitrator(s): John F. O'Neill, William Stephen Lee, William Acker Ratliff
Hearing Site: Birmingham, AL
|  | $0 |
| 08-01188 | 04/23/2009 | Claimant(s): Ferrell Bush, Shari Ackerman, James E. and Mary Anne Majerik
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Andrea Morgan Greene
Arbitrator(s): Earle Park Kelley, J. Maxwell Williams, Richard David Schultz
Hearing Site: Birmingham, AL
| | $81,469 |
| 08-01601 | 03/24/2009 | Claimant(s): Lorena J. Nicoll and Wilbur W. Nicoll
Claimant Lawyers(s): Andrew Stolfmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): John D. Porter, Irving M. Shlesinger, Stanley W. Foy
Hearing Site: Birmingham, AL
| | $50,000 |
| 08-00910 | 03/11/2009 | Claimant(s): Melinda Oates, Philip Willingham
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Donald Milo Helton, Coleman Robert Perry, David Freeman
Hearing Site: Birmingham, AL
| | $187,215 |
| 08-01157 | 01/14/2009 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Lance Cooper
Respondent Lawyers(s): Lance Sloan Cooper
Arbitrator(s): David T. Maddux
Hearing Site: Birmingham, AL
| | |
| 07-01803 | 12/02/2008 | Claimant(s): Tranquilino Ventura, Hartford Fire Insurance Co.., Hartford Fire obo P. Dutton, Conservator
Claimant Lawyers(s): Richard E. Smith, Robert R. Hembree
Respondent(s): Hunter Bowen, Morgan Stanley DW Inc., Dean Witter Reynolds.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Steven P. Gregory, Joy L. Aldridge, Ronald Griffith Wilkins
Hearing Site: Birmingham, AL
| | Expungement |
| 07-01845 | 12/02/2008 | Claimant(s): Tranquilino Ventura
Claimant Lawyers(s): Frank M. Wilson
Respondent(s): Hunter Bowen, Morgan Stanley DW Inc., Edward Jones, Dean Witter Reynolds.
Respondent Lawyers(s): Brian C. Hale, Jason R. Doss
Arbitrator(s):
Hearing Site: Birmingham, AL
| | $4,120 |
| 07-00200 | 11/26/2008 | Claimant(s): Angela Holifield, Sarah Frierson, TTEE of Marital TRT AGMT
Claimant Lawyers(s): William M. Cunningham
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Earle Park Kelley, Earle J. Schwarz, Suzette Merriam Foster
Hearing Site: Birmingham, AL
| | |
| 08-00691 | 11/25/2008 | Claimant(s): Wilbur J. Simmons and Fay M. Simmons
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Kendall P. Hill, James Edward Seale, Richard David Schultz
Hearing Site: Birmingham, AL
| | $0 |
| 08-00469 | 11/24/2008 | Claimant(s): Phoenix Energy Corp
Claimant Lawyers(s): Thomas Michael Hobson
Respondent(s): Steve Kellough, Morgan Keegan & Company.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): James C. Hoover
Hearing Site: Birmingham, AL
| | $0 |
