15-03410 | 07/20/2017 | Claimant(s): Elliot Wender, Penina Wender, Elliot and Penina Wender Revocable Trust Claimant Lawyers(s): Ross E. Webster, Saul Belz Respondent(s): Justin Berman, Berman Capital Advisors, Massey, Quick & Co. Respondent Lawyers(s): John M. Gross, Ramsey A. Knowles Arbitrator(s): Gregory D. Hoffmann, Robert W. Kneeland, Avery B. Goodman Hearing Site: Memphis, TN
| | $50,000 |
16-00147 | 02/01/2017 | Claimant(s): Joyce Mccrea, Justin Mccrea, Keith Mccrea, Willam Lashlee, The 2010 Mccrea Family Revocable Trust Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Source Capital Group. Respondent Lawyers(s): Richard Slavin Arbitrator(s): Gregory D. Hoffmann, Cindy L. Anderson, Laverne Lewis Gaskins Hearing Site: Jacksonville, FL
| | $1,104,630 |
15-01664 | 07/18/2016 | Claimant(s): Tommy Ayala-Rivera Claimant Lawyers(s): Tommy Ayala-Rivera Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Steven A. Siegel Arbitrator(s): Gregory D. Hoffmann, Donald N. Malawsky, Gary E. Marcus Hearing Site: Tampa, FL
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14-02683 | 12/24/2015 | Claimant(s): Ricardo Chipi Claimant Lawyers(s): Lloyd R. Schwed Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Brad Konstandt, Roberto C. Quinones Arbitrator(s): Gregory D. Hoffmann, James P. Kinkade, Ivy Robin Ginsberg Hearing Site: San Juan, PR
| | $795,770 |
14-00694 | 03/02/2015 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Francisco Savigne Respondent Lawyers(s): Jackie Savigne Arbitrator(s): Gregory D. Hoffmann Hearing Site: Tampa, FL
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12-00841 | 07/03/2013 | Claimant(s): Julius Padgett Claimant Lawyers(s): Julius Ronald Padgett Respondent(s): Ameriprise Financial Services., Timothy Gillis Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Randall T. Stack, Gregory D. Hoffmann, Jack A. Helms Hearing Site: Tampa, FL
| | $0 |
10-00392 | 05/21/2012 | Claimant(s): Clarence Passehl, Marjorie Passehl, Passehl Family Trust, dtd 12/18/89 Claimant Lawyers(s): Stephen D. Spivey Respondent(s): Neal Smalbach Respondent Lawyers(s): Whitney M. Krosse Arbitrator(s): Beverly S. Gordon, Gregory D. Hoffmann, Thomas Jeffrey Stringfield Hearing Site: Tampa, FL
| | Stipulated Award |
10-03514 | 10/27/2011 | Claimant(s): James Welsh Claimant Lawyers(s): John R. Kiefner Respondent(s): TD Ameritrade., Bellevue Chicago Respondent Lawyers(s): Brent T. Starks, Justin Garbaccio Arbitrator(s): Langfred W. White, Gregory D. Hoffmann, Jonathan H. Stein Hearing Site: Tampa, FL
| | $40,110 |