| 11-04358 | 07/06/2012 | Claimant(s): David Lines
Claimant Lawyers(s): David Ted Lines
Respondent(s): Arthur Coffey, John Thomas Financial
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): David Buch
Hearing Site: Syracuse, NY
|  | $63 |
| 10-04349 | 02/09/2012 | Claimant(s): Lois Hirschtritt
Claimant Lawyers(s): Richard Hirschtritt
Respondent(s): Lawrence Lee, Rockwell Global Capital LLC
Respondent Lawyers(s): Lawrence Y. Lee, Robert M. Bursky
Arbitrator(s): Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 11-01034 | 02/08/2012 | Claimant(s): John Thomas Financial
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Salvatore Gioe
Respondent Lawyers(s): Salvatore Gioe
Arbitrator(s): Ivan W. Harper, Leona Beane, Joan Seewald Brodsky
Hearing Site: New York, NY
| | |
| 10-04651 | 04/20/2011 | Claimant(s): Michael Katz
Claimant Lawyers(s): Michael Jordan Katz
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Judith Levin
Hearing Site: New York, NY
| | |
| 09-04496 | 10/19/2010 | Claimant(s): Maurice Kelly
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Rockwell Global Capital LLC
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Michael J. McAllister, Robert Youdelman, George E. Kroon
Hearing Site: New York, NY
| | $100,000 |
| 09-00745 | 01/08/2010 | Claimant(s): E. Gunter
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Michael Segal, Steve Morris, Thomas ONeill, Whitaker Securities LLC
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Peter B. Vaden, William F. Etherington, John Kevin Williams
Hearing Site: Richmond, VA
| | Stipulated Award |
| 05-06164 | 12/15/2008 | Claimant(s): Estate of James Ward
Claimant Lawyers(s): Christopher R. Ross
Respondent(s): John Susca, Ehrenkrantz King Nassbaum.
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Harvey Barrison, Denzil J. Klippel, John J. Witkowski
Hearing Site: New York, NY
| | $0 |
| 08-00256 | 12/12/2008 | Claimant(s): EKN Financial Services.
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Jazz Singh, Jason Associates.
Respondent Lawyers(s): Jazz Singh, President or Compliance Officer
Arbitrator(s): Jack Friedman, Joseph B. Russell, Richard D. Levin
Hearing Site: New York, NY
| | $0 |
| 05-05322 | 11/11/2008 | Claimant(s): Ehrenkrantz King Nussbaum
Claimant Lawyers(s): Anthony Ottimo
Respondent(s): Anthony Ottimo, Edward Short, George Tamborello, Robert Ciaccio, Thomas Giugliano, Thomas O'Neill, Empire Financial Group Inc.
Respondent Lawyers(s): George M. Tamborello, Neil S. Baritz, Robert M. Bursky
Arbitrator(s): Henry F. Minnerop, Carroll E. Neesemann, Michael E. Silverman
Hearing Site: New York, NY
| | |
| 07-02018 | 10/02/2008 | Claimant(s): EKN Financial Services Inc.
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Andrew Grant
Respondent Lawyers(s): Mark D. Hunter
Arbitrator(s): Romaine L. Gardner, Alexander Forti, John T. Cafferty
Hearing Site: New York, NY
| | |
