| 09-04269 | 04/05/2011 | Claimant(s): Charlotte Leitner IRA, Lionel Leitner Revocable Trust, Lionel/Charlotte Leitner Family Trust, The Charlotte Lleitner Revocable Trust
Claimant Lawyers(s): Michael P. Amad
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paul M. Tyrrell
Arbitrator(s): Richard J. Kaplan, Michael J. Fingar, John H. Claudy
Hearing Site: Boca Raton, FL
|  | Expungement |
| 10-05444 | 03/16/2011 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Morgan Stanley, Stephen Beatty
Respondent Lawyers(s): David A. Stein, Joe Gehring
Arbitrator(s): Aubrey Lees, Mark J. Happe, Royce Russell
Hearing Site: New York, NY
| | |
| 10-02885 | 03/10/2011 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Laurence K. Richmond
Respondent(s): Philip Beninati
Respondent Lawyers(s): Philip Beninati
Arbitrator(s): Thomas J. Donoghue
Hearing Site: Boston, MA
| | $0 |
| 10-03568 | 02/22/2011 | Claimant(s): Sheldon Teichman & Karen Teichman
Claimant Lawyers(s): Sheldon Teichman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith Faro
Arbitrator(s): Michael J. Quarequio
Hearing Site: Boca Raton, FL
| | $38 |
| 10-00281 | 02/15/2011 | Claimant(s): Caron Tsapatsaris
Claimant Lawyers(s): Jesse Jacobson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Laura W. Tholen
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
| | $0 |
| 09-06229 | 01/21/2011 | Claimant(s): Roland Heidelberg
Claimant Lawyers(s): Roland B. Heidelberg
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Christian Aviza
Arbitrator(s): Lawrence R. Maxwell, W. Scott Newmann, Corbet F. Bryant
Hearing Site: Dallas, TX
| | |
| 10-03020 | 01/14/2011 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): David LaMay, Essex Financial Services.
Respondent Lawyers(s): Richard Slavin, Robert A. Richardson
Arbitrator(s): Charles Franklin Willson, John Thomas Shaban, Edward Allison Downe
Hearing Site: Hartford, CT
| | |
| 10-03031 | 12/31/2010 | Claimant(s): Robert Seiwell
Claimant Lawyers(s): Robert L Seiwell
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Joseph R. Lally
Hearing Site: Philadelphia, PA
| | $0 |
| 10-02887 | 12/30/2010 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Melissa Hegger Shea
Respondent(s): Michael Picarella
Respondent Lawyers(s): Michael Picarella
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | $0 |
| 10-02507 | 12/29/2010 | Claimant(s): Ronald Avenia
Claimant Lawyers(s): Ronald J. Avenia
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Sheldon Seligsohn
Hearing Site: Philadelphia, PA
| | $2,925 |
