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FINRA Awards for Laurence K. Richmond

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0491406/22/2011Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Laurence K. Richmond
Respondent(s): James Miller
Respondent Lawyers(s): Lisa Boynton
Arbitrator(s): Robert W. Edler
Hearing Site: Chicago, IL
Stipulated Award
10-0288503/10/2011Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Laurence K. Richmond
Respondent(s): Philip Beninati
Respondent Lawyers(s): Philip Beninati
Arbitrator(s): Thomas J. Donoghue
Hearing Site: Boston, MA
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08-0490607/21/2009Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Laurence K. Richmond
Respondent(s): David Griswold
Respondent Lawyers(s): David Griswold
Arbitrator(s): Ronald W. Devoe
Hearing Site: Orlando, FL
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