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FINRA Awards for W. Scott Newmann

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0622901/21/2011Claimant(s): Roland Heidelberg
Claimant Lawyers(s): Roland B. Heidelberg
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Christian Aviza
Arbitrator(s): Lawrence R. Maxwell, W. Scott Newmann, Corbet F. Bryant
Hearing Site: Dallas, TX
09-0439101/10/2011Claimant(s): Reba Ceniglis, Tom Ceniglis
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Dale Johnson, Morgan Stanley & Co., William Atwood Jr.
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): Sherrie R. Abney, Lawrence R. Maxwell, W. Scott Newmann
Hearing Site: Dallas, TX
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