| 15-03299 | 10/26/2017 | Claimant(s): Estate of Jack R. Willett
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Richard A. Mosman, Terry F. Peppard, Donald N. Tolin
Hearing Site: Des Moines, IA
|  | Expungement |
| 17-00989 | 10/12/2017 | Claimant(s): Panahi Enterprises Corp
Claimant Lawyers(s): Bobby Panahi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Kenneth E. Owen
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00710 | 10/06/2017 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): John Nordstrom, Innovation Wealth Management
Respondent Lawyers(s): Dylan W. Wiseman
Arbitrator(s): Walter J. Huntley, Shawn Ridgell, Michael C. Pastena
Hearing Site: San Francisco, CA
| | |
| 16-02151 | 10/04/2017 | Claimant(s): Shawn Walton
Claimant Lawyers(s): Shawn Walton
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
| | $0 |
| 16-03619 | 09/29/2017 | Claimant(s): Tamra Amakwe (Dicus)
Claimant Lawyers(s): Tamra L. Amakwe (Dicus)
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
| | $0 |
| 12-02759 | 07/28/2017 | Claimant(s): Peter Deutsch, William Deutsch
Claimant Lawyers(s): Howard Graff, Rachael Kierych
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Fred Shinagel, Paul S. Biederman, Robert E. Anderson
Hearing Site: New York, NY
| | $0 |
| 17-00506 | 07/25/2017 | Claimant(s): Larisa Gromyko
Claimant Lawyers(s): Larisa Gromyko
Respondent(s): Jason Boothroyd, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Lauren A. Stagnone
Arbitrator(s): Robert L. Chase
Hearing Site: Hartford, CT
| | $21,775 |
| 15-00058 | 04/19/2017 | Claimant(s): Bethany Pagnani, Michael Rollins
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): James Furlong, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs, Roger Trapp
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Timothy J. Currier, Patrick R. Sughroue, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
| | |
| 16-01451 | 01/31/2017 | Claimant(s): Sussan Hashemi
Claimant Lawyers(s): Sussan Hashemi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): William Ziering
Hearing Site: San Francisco, CA
| | $13,585 |
| 15-01169 | 12/19/2016 | Claimant(s): Dolores Hsu, Vadim Hsu
Claimant Lawyers(s): Morse Taylor
Respondent(s): Erin McNelly, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): David J. Anderson, Robert A. Lombardi, Richard Maurice Robinson
Hearing Site: Los Angeles, CA
| | $31,682 |
